Home > Insider Trading > Filing (0000091142-19-000035)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
91142	Smith A O Corp	AOS	Household Appliances (3630)	390619790

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1639644	R Paul Dana	A. O. Smith Corporation 500 Tennessee Waltz Parkway Ashland City TN 37015	Senior Vp Global Operations	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-05-02	2,570	$23.24	7,535	No	4	M	Direct
Common Stock	Acquisiton	2019-05-02	6,700	$30.77	14,235	No	4	M	Direct
Common Stock	Disposition	2019-05-02	9,010	$52.76	5,225	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2019-05-02	2,570	$0.00	2,570	$23.24
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2019-05-02	6,700	$0.00	6,700	$30.77

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
36,180		2024-02-10	No	4	M	Direct
29,480		2025-02-09	No	4	M	Direct

Footnotes

The price in Column 4 is a weighted average price. The prices actually received ranged from $52.32 to $52.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.