Home > Insider Trading > Filing (0001365916-19-000015)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1365916	Amyris Inc.	AMRS	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1227255	Frank Kung	C/O Amyris, Inc. 5885 Hollis Street, Suite 100 Emeryville CA 94608		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-04-29	802,718	$4.76	5,701,388	No	4	P	Indirect	by Vivo Capital Fund VIII, L.P.
Common Stock	Acquisiton	2019-04-29	110,811	$4.76	787,259	No	4	P	Indirect	by Vivo Capital Surplus Fund VIII, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	by Vivo Capital Fund VIII, L.P.
No	4	P	Indirect	by Vivo Capital Surplus Fund VIII, L.P.

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant (Right to Buy)	Acquisiton	2019-04-29	1,065,676	$0.13	1,065,676	$4.76
Common Stock	Warrant (Right to Buy)	Acquisiton	2019-04-29	147,111	$0.13	147,111	$4.76

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
1,065,676	2019-04-29	2021-04-29	No	4	P	Indirect
147,111	2019-04-29	2021-04-29	No	4	P	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	3,599	Direct
Common Stock	667	Indirect	by Vivo Capital LLC

Footnotes

The General Partner of the holder is Vivo Capital VIII, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
The Reporting Person is a voting member of Vivo Capital LLC and may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
The exercise of this warrant is subject to a 19.99% beneficial ownership limit.