Home > Insider Trading > Filing (0001288847-19-000064)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1288847	Five9 Inc.	FIVN	Services-Computer Processing & Data Preparation (7374)	943394123

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1604097	Michael Burkland	C/O Five9, Inc. Bishop Ranch 8, 4000 Executive Parkway, Suite 400 San Ramon CA 94583		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2019-04-29	1,700	$4.25	82,171	No	4	M	Direct
Common Stock	Disposition	2019-04-29	1,700	$53.04	80,471	No	4	S	Direct
Common Stock	Acquisiton	2019-04-30	1,700	$4.25	82,171	No	4	M	Direct
Common Stock	Disposition	2019-04-30	1,700	$54.07	80,471	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy)	Disposition	2019-04-29	1,700	$0.00	1,700	$4.25
Common Stock	Employee Stock Option (right to buy)	Disposition	2019-04-30	1,700	$0.00	1,700	$4.25

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
32,786		2024-11-05	No	4	M	Direct
31,086		2024-11-05	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	677,355	Indirect	By Trust

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 14, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.07, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.00 to $54.16, inclusive. The reporting person undertakes to provide Five9, Inc., any security holder of Five9, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The option dated November 5, 2014 is fully vested.