Filing Details

Accession Number:
0001209191-19-026740
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-05-01 16:06:40
Reporting Period:
2019-04-25
Accepted Time:
2019-05-01 16:06:40
Original Submission Date:
2019-04-29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1664703 Bloom Energy Corp BE Electrical Industrial Apparatus (3620) 770565408
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745994 Peter Matthew Ross 4353 North First Street
San Jose CA 95134
Evp And Cmo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-04-25 1,093 $0.00 40,065 No 4 C Direct
Class A Common Stock Disposition 2019-04-26 380 $12.27 39,685 No 4 S Direct
Class A Common Stock Acquisiton 2019-04-25 5,000 $0.00 44,685 No 4 C Direct
Class A Common Stock Disposition 2019-04-26 1,742 $12.27 42,943 No 4 S Direct
Class A Common Stock Acquisiton 2019-04-25 6,666 $0.00 49,609 No 4 C Direct
Class A Common Stock Disposition 2019-04-26 2,295 $12.27 47,314 No 4 S Direct
Class A Common Stock Acquisiton 2019-04-25 8,888 $0.00 56,202 No 4 C Direct
Class A Common Stock Disposition 2019-04-26 3,098 $12.27 53,104 No 4 S Direct
Class A Common Stock Acquisiton 2019-04-25 12,907 $0.00 66,011 No 4 C Direct
Class A Common Stock Disposition 2019-04-26 4,499 $12.27 61,512 No 4 S Direct
Class A Common Stock Acquisiton 2019-04-25 65,847 $0.00 127,359 No 4 C Direct
Class A Common Stock Disposition 2019-04-26 27,859 $12.27 99,500 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Restricted Stock Unit (RSU)(Class B Common Stock) Disposition 2019-04-25 1,093 $0.00 1,093 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-04-25 1,093 $0.00 1,093 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-04-25 1,093 $0.00 1,093 $0.00
Class B Common Stock Restricted Stock Unit (RSU)(Class B Common Stock) Disposition 2019-04-25 5,000 $0.00 5,000 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-04-25 5,000 $0.00 5,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-04-25 5,000 $0.00 5,000 $0.00
Class B Common Stock Restricted Stock Unit (RSU)(Class B Common Stock) Disposition 2019-04-25 6,666 $0.00 6,666 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-04-25 6,666 $0.00 6,666 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-04-25 6,666 $0.00 6,666 $0.00
Class B Common Stock Restricted Stock Unit (RSU)(Class B Common Stock) Disposition 2019-04-25 8,888 $0.00 8,888 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-04-25 8,888 $0.00 8,888 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-04-25 8,888 $0.00 8,888 $0.00
Class B Common Stock Restricted Stock Unit (RSU)(Class B Common Stock) Disposition 2019-04-25 12,907 $0.00 12,907 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-04-25 12,907 $0.00 12,907 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-04-25 12,907 $0.00 12,907 $0.00
Class B Common Stock Restricted Stock Unit (RSU)(Class B Common Stock) Disposition 2019-04-25 65,847 $0.00 65,847 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2019-04-25 65,847 $0.00 65,847 $0.00
Class A Common Stock Class B Common Stock Disposition 2019-04-25 65,847 $0.00 65,847 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
1,093 No 4 M Direct
0 No 4 C Direct
5,000 No 4 M Direct
5,000 No 4 M Direct
0 No 4 C Direct
6,666 No 4 M Direct
6,666 No 4 M Direct
0 No 4 C Direct
17,776 No 4 M Direct
8,888 No 4 M Direct
0 No 4 C Direct
25,814 No 4 M Direct
12,907 No 4 M Direct
0 No 4 C Direct
197,540 No 4 M Direct
65,847 No 4 M Direct
0 No 4 C Direct
Footnotes
  1. Conversion of a derivative security pursuant to its terms.
  2. Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.
  3. This transaction was executed in multiple trades at prices ranging from $12.1100 to $12.5200. The price reported above reflects the weighted average sales price.
  4. Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
  5. Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019.
  6. All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.