Filing Details
- Accession Number:
- 0001209191-19-026740
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-05-01 16:06:40
- Reporting Period:
- 2019-04-25
- Accepted Time:
- 2019-05-01 16:06:40
- Original Submission Date:
- 2019-04-29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1664703 | Bloom Energy Corp | BE | Electrical Industrial Apparatus (3620) | 770565408 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1745994 | Peter Matthew Ross | 4353 North First Street San Jose CA 95134 | Evp And Cmo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-04-25 | 1,093 | $0.00 | 40,065 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-04-26 | 380 | $12.27 | 39,685 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-25 | 5,000 | $0.00 | 44,685 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-04-26 | 1,742 | $12.27 | 42,943 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-25 | 6,666 | $0.00 | 49,609 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-04-26 | 2,295 | $12.27 | 47,314 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-25 | 8,888 | $0.00 | 56,202 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-04-26 | 3,098 | $12.27 | 53,104 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-25 | 12,907 | $0.00 | 66,011 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-04-26 | 4,499 | $12.27 | 61,512 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-25 | 65,847 | $0.00 | 127,359 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-04-26 | 27,859 | $12.27 | 99,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-04-25 | 1,093 | $0.00 | 1,093 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-25 | 1,093 | $0.00 | 1,093 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-25 | 1,093 | $0.00 | 1,093 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-04-25 | 5,000 | $0.00 | 5,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-25 | 5,000 | $0.00 | 5,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-25 | 5,000 | $0.00 | 5,000 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-04-25 | 6,666 | $0.00 | 6,666 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-25 | 6,666 | $0.00 | 6,666 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-25 | 6,666 | $0.00 | 6,666 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-04-25 | 8,888 | $0.00 | 8,888 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-25 | 8,888 | $0.00 | 8,888 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-25 | 8,888 | $0.00 | 8,888 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-04-25 | 12,907 | $0.00 | 12,907 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-25 | 12,907 | $0.00 | 12,907 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-25 | 12,907 | $0.00 | 12,907 | $0.00 |
| Class B Common Stock | Restricted Stock Unit (RSU)(Class B Common Stock) | Disposition | 2019-04-25 | 65,847 | $0.00 | 65,847 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2019-04-25 | 65,847 | $0.00 | 65,847 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2019-04-25 | 65,847 | $0.00 | 65,847 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 1,093 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 5,000 | No | 4 | M | Direct | ||
| 5,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 6,666 | No | 4 | M | Direct | ||
| 6,666 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 17,776 | No | 4 | M | Direct | ||
| 8,888 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 25,814 | No | 4 | M | Direct | ||
| 12,907 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 197,540 | No | 4 | M | Direct | ||
| 65,847 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Conversion of a derivative security pursuant to its terms.
- Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.
- This transaction was executed in multiple trades at prices ranging from $12.1100 to $12.5200. The price reported above reflects the weighted average sales price.
- Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019.
- All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
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