Filing Details
- Accession Number:
- 0001562180-19-002466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-05-01 16:05:38
- Reporting Period:
- 2019-04-29
- Accepted Time:
- 2019-05-01 16:05:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1271214 | Intersect Ent Inc. | XENT | Surgical & Medical Instruments & Apparatus (3841) | 200280837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1614499 | P Susan Stimson | C/O Intersect Ent, Inc. 1555 Adams Drive Menlo Park CA 94025 | Chief Strategy Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-04-29 | 12,500 | $21.06 | 36,530 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-04-29 | 12,500 | $31.06 | 24,030 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2019-04-29 | 12,500 | $0.00 | 12,500 | $21.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-01-20 | No | 4 | M | Direct |
Footnotes
- Since the date of the reporting person's last ownership report, she transferred 19,085 shares of Intersect ENT, Inc. common stock and employee stock options to purchase 47,750 shares of Intersect ENT, Inc. common stock pursuant to a domestic relations order. The reporting person no longer reports such transferred securities as beneficially owned by her.
- Includes 10,017 Restricted Stock Units.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 6, 2019.
- The vesting commencement date of the option is January 1st, 2015. 1/8th of the shares subject to the option vested on July 1st, 2015 and 1/48th of the remaining shares subject to the option will vest monthly thereafter over 42 months.