Filing Details
- Accession Number:
- 0001225208-19-007348
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-30 17:13:41
- Reporting Period:
- 2019-04-29
- Accepted Time:
- 2019-04-30 17:13:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 771497 | Abm Industries Inc | ABM | Services-To Dwellings & Other Buildings (7340) | 941369354 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1492719 | A Dean Chin | One Liberty Plaza 7Th Floor New York NY 10006 | Svp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-29 | 5,791 | $18.31 | 28,644 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-29 | 8,758 | $37.53 | 19,886 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | Disposition | 2019-04-29 | 5,791 | $0.00 | 5,791 | $18.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-10-11 | No | 4 | M | Direct |
Footnotes
- The exercise of stock options and sale of shares reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $37.32 to $37.67, inclusive. The reporting person undertakes to provide ABM Industries Incorporated, any security holder of ABM Industries Incorporated, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 2 of this Form 4.
- Includes 10,516 unvested RSUs and DERs relating to the unvested RSUs, adjusted to reflect the cumulative effect of fractional shares.
- Stock options granted under the 2006 Equity Incentive Plan.
- 25% exercisable on 10/11/2013 and 25% on the anniversary date of the following three years.
Billionaire Hedge Funds
