Filing Details
- Accession Number:
- 0001562180-19-002428
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-30 14:13:28
- Reporting Period:
- 2019-04-29
- Accepted Time:
- 2019-04-30 14:13:28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920427 | Unity Bancorp Inc | UNTY | State Commercial Banks (6022) | 223282551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1238307 | J John Kauchak | Unity Bank 64 Old Highway 22 Clinton NJ 08809 | Evp/Coo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-29 | 2,500 | $6.06 | 55,090 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-29 | 2,500 | $21.00 | 52,590 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-04-30 | 1,000 | $6.06 | 53,590 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-30 | 1,300 | $3.62 | 54,890 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-30 | 1,000 | $21.40 | 53,890 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-30 | 1,300 | $21.40 | 52,590 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-29 | 2,500 | $0.00 | 2,500 | $6.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-30 | 1,000 | $0.00 | 1,000 | $6.06 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-30 | 1,300 | $0.00 | 1,300 | $3.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 87,300 | 2021-05-26 | No | 4 | M | Direct | |
| 86,300 | 2021-05-26 | No | 4 | M | Direct | |
| 85,000 | 2019-12-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Restricted Stock | 10,050 | Direct |
Footnotes
- 52,590 shares consisting of 51,117 shares held in an account at Shareworks, and 1,473 shares held in an account at Computershare.
- 10,050 shares held in an account at Computershare, which have upcoming vesting dates.
- Vests 3,667 share(s) on 26-May-2012, 3,666 share(s) on 26-May-2013, 3,667 share(s) on 26-May-2014
- Vests 2,934 share(s) on 10-Dec-2010, 2,933 share(s) on 10-Dec-2011, 2,933 share(s) on 10-Dec-2012
- 85,000 stock options were granted under various dates and vesting periods of which 65,001 are currently exercisable.
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