Filing Details
- Accession Number:
- 0001209191-19-026314
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-26 19:34:53
- Reporting Period:
- 2019-04-24
- Accepted Time:
- 2019-04-26 19:34:53
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1134069 | J Mark Pincus | C/O Zynga Inc. 699 Eighth Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-04-24 | 1,066,666 | $0.17 | 37,620,926 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-04-24 | 586,800 | $5.57 | 37,034,126 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-25 | 1,066,667 | $0.17 | 38,100,793 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-04-25 | 586,800 | $5.47 | 37,513,993 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-26 | 1,066,667 | $0.17 | 38,580,660 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-04-26 | 587,005 | $5.50 | 37,993,655 | No | 4 | S | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-26 | 13,737 | $0.00 | 38,007,392 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-24 | 1,066,666 | $0.00 | 1,066,666 | $0.17 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-25 | 1,066,667 | $0.00 | 1,066,667 | $0.17 |
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-26 | 1,066,667 | $0.00 | 1,066,667 | $0.17 |
| Class A Common Stock | Restricted Stock Unit | Disposition | 2019-04-26 | 13,737 | $0.00 | 13,737 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,133,334 | 2009-04-30 | 2019-04-30 | No | 4 | M | Direct |
| 1,066,667 | 2009-04-30 | 2019-04-30 | No | 4 | M | Direct |
| 0 | 2009-04-30 | 2019-04-30 | No | 4 | M | Direct |
| 0 | 2025-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 27,765,634 | Indirect | See footnote |
Footnotes
- The transaction was effected pursuant to a Rule 10b5-1 plan.
- The reported price is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $5.53 to $5.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $5.42 to $5.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The reported price is a weighted average price (rounded to the nearest cent). These shares were sold in multiple transactions at prices ranging from $5.46 to $5.55, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Each restricted stock unit represents a contingent right to receive 1 share of the Issuer's Class A Common Stock upon vest.
- Shares held directly by Ogden Enterprises LLC. Mr. Pincus serves as manager and holds sole voting and dispositive power with respect to the shares held by Ogden Enterprises LLC.
- Vests as follows: 25% of the restricted stock units vest on each of July 26, 2018, October 26, 2018, and January 26, 2019, and 25% of the restricted stock units vest on the earlier of April 26, 2019 or the date of the Issuer's next annual meeting, subject to continued service to the Issuer through each vesting date.
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