Filing Details

Accession Number:
0000899243-19-011202
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2019-04-26 11:58:50
Reporting Period:
2013-05-17
Accepted Time:
2019-04-26 11:58:50
Original Submission Date:
2013-05-31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
101538 United States Antimony Corp UAMY Primary Smelting & Refining Of Nonferrous Metals (3330) 810305822
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1386726 W Patrick Dugan 3009 Post Oak Blvd., Suite 1212,
Houston TX 77056
No No Yes No
1578287 Lydia Dugan 3009 Post Oak Blvd., Suite 1212,
Houston TX 77056
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-05-17 20,000 $1.22 8,084,027 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-05-20 8,620 $1.20 8,092,647 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-05-20 1,380 $1.28 8,094,027 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-06-11 10,000 $1.00 8,104,027 No 4 P Indirect See Footnote
Common Stock Acquisiton 2013-06-12 10,000 $0.97 8,114,027 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. The earliest transaction date was incorrectly referenced in the original Form 4 filed by Lydia Dugan on May 31, 2013.
  2. These shares were inadvertently omitted from the original Form 4 filed by Lydia Dugan on May 31, 2013.
  3. The shares acquired through these transactions were purchased by Lydia Dugan directly. However, Lydia Dugan and Patrick Dugan beneficially own an aggregate total of 8,114,027 shares of common stock as a group. Lydia Dugan beneficially owns 2,151,675 shares of common stock of the Issuer directly. Patrick Dugan beneficially owns 376,100 shares of the common stock of the Issuer directly. Lydia Dugan is also the controlling shareholder of, and serves as the President of Delaware Royalty Company, Inc., Anglo Exploration Corporation, Houston Resources Corporation, and Nortex Corporation, which beneficially own 2,904,077, 180,000, 230,500, and 170,000 shares of common stock of the Issuer, respectively. These shares which she holds indirectly, together with the 2,151,675 shares she owns directly total 5,636,252 shares.
  4. (Continued from footnote 3) Patrick Dugan is the Vice President of these companies. Additionally, the Lydia P. Dugan Martial Trust, of which Lydia Dugan and Patrick Dugan are the co-trustee and Lydia Dugan is the beneficiary, beneficially owns 2,101,675 shares of common stock of the Issuer.