Filing Details
- Accession Number:
- 0000899243-19-011202
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-04-26 11:58:50
- Reporting Period:
- 2013-05-17
- Accepted Time:
- 2019-04-26 11:58:50
- Original Submission Date:
- 2013-05-31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
101538 | United States Antimony Corp | UAMY | Primary Smelting & Refining Of Nonferrous Metals (3330) | 810305822 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1386726 | W Patrick Dugan | 3009 Post Oak Blvd., Suite 1212, Houston TX 77056 | No | No | Yes | No | |
1578287 | Lydia Dugan | 3009 Post Oak Blvd., Suite 1212, Houston TX 77056 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-05-17 | 20,000 | $1.22 | 8,084,027 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-05-20 | 8,620 | $1.20 | 8,092,647 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-05-20 | 1,380 | $1.28 | 8,094,027 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-11 | 10,000 | $1.00 | 8,104,027 | No | 4 | P | Indirect | See Footnote |
Common Stock | Acquisiton | 2013-06-12 | 10,000 | $0.97 | 8,114,027 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The earliest transaction date was incorrectly referenced in the original Form 4 filed by Lydia Dugan on May 31, 2013.
- These shares were inadvertently omitted from the original Form 4 filed by Lydia Dugan on May 31, 2013.
- The shares acquired through these transactions were purchased by Lydia Dugan directly. However, Lydia Dugan and Patrick Dugan beneficially own an aggregate total of 8,114,027 shares of common stock as a group. Lydia Dugan beneficially owns 2,151,675 shares of common stock of the Issuer directly. Patrick Dugan beneficially owns 376,100 shares of the common stock of the Issuer directly. Lydia Dugan is also the controlling shareholder of, and serves as the President of Delaware Royalty Company, Inc., Anglo Exploration Corporation, Houston Resources Corporation, and Nortex Corporation, which beneficially own 2,904,077, 180,000, 230,500, and 170,000 shares of common stock of the Issuer, respectively. These shares which she holds indirectly, together with the 2,151,675 shares she owns directly total 5,636,252 shares.
- (Continued from footnote 3) Patrick Dugan is the Vice President of these companies. Additionally, the Lydia P. Dugan Martial Trust, of which Lydia Dugan and Patrick Dugan are the co-trustee and Lydia Dugan is the beneficiary, beneficially owns 2,101,675 shares of common stock of the Issuer.