Filing Details
- Accession Number:
- 0001124796-19-000048
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-25 17:20:49
- Reporting Period:
- 2019-04-23
- Accepted Time:
- 2019-04-25 17:20:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124796 | Nlight Inc. | LASR | Semiconductors & Related Devices (3674) | 912066376 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1738243 | Robert Martinsen | 5408 Ne 88Th Street Building E Vancouver WA 98665 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-23 | 1,000 | $0.75 | 13,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-23 | 2,000 | $0.75 | 15,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-23 | 2,000 | $0.75 | 17,500 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-23 | 1,000 | $0.75 | 18,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-23 | 6,000 | $25.00 | 12,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-23 | 1,000 | $0.00 | 1,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-23 | 2,000 | $0.00 | 2,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-23 | 2,000 | $0.00 | 2,000 | $0.75 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2019-04-23 | 1,000 | $0.00 | 1,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,000 | 2025-02-26 | No | 4 | M | Direct | |
| 32,000 | 2025-04-18 | No | 4 | M | Direct | |
| 27,648 | 2025-02-26 | No | 4 | M | Direct | |
| 38,000 | 2025-06-27 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- The reported transaction involves sale transactions from $25.00 to $25.02 per share. The weighted average price per share was $25.00. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer information regarding the number of shares purchased at each separate price.
- This option became fully vested and exercisable on February 26, 2016.
- This option became fully vested and exercisable on February 23, 2016.
- One-fifth of the shares subject to the option vested on June 9, 2016,and one-twentieth of the shares subject to the option vest in quarterly installments thereafter subject to continued service through each such vesting date. In the event of a change in control, as defined in the 2001 Plan, 100% of the then-outstanding shares subject to the option will become vested.
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