Filing Details
- Accession Number:
- 0001628280-19-004662
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-24 19:48:26
- Reporting Period:
- 2019-04-22
- Accepted Time:
- 2019-04-24 19:48:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1576280 | Guardant Health Inc. | GH | Services-Medical Laboratories (8071) | 454139254 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1753159 | Amirali Talasaz | 505 Penobscot Drive Redwood City CA 94063 | Chairman, President And Coo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-04-22 | 46,389 | $64.18 | 3,882,326 | No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
Common Stock | Disposition | 2019-04-22 | 23,603 | $65.13 | 3,858,723 | No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
Common Stock | Disposition | 2019-04-22 | 16,594 | $66.12 | 3,842,129 | No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
Common Stock | Disposition | 2019-04-22 | 25,649 | $67.26 | 3,816,480 | No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
Common Stock | Disposition | 2019-04-22 | 9,602 | $68.26 | 3,806,878 | No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
Common Stock | Disposition | 2019-04-22 | 101 | $69.01 | 3,806,777 | No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
Common Stock | Disposition | 2019-04-22 | 4,233 | $63.89 | 55,767 | No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 7,239 | $64.44 | 48,528 | No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 7,614 | $65.39 | 40,914 | No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 4,630 | $66.61 | 36,284 | No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 7,209 | $67.32 | 29,075 | No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 70 | $68.44 | 29,005 | No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 3,546 | $63.91 | 56,454 | No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 9,902 | $64.42 | 46,552 | No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 7,187 | $65.54 | 39,365 | No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 3,070 | $66.61 | 36,295 | No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 5,504 | $67.43 | 30,791 | No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
Common Stock | Disposition | 2019-04-22 | 1,786 | $68.46 | 29,005 | No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
Common Stock | Acquisiton | 2019-04-22 | 44,426 | $4.18 | 52,375 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-04-22 | 4,643 | $63.91 | 47,732 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-04-22 | 16,312 | $64.36 | 31,420 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-04-22 | 10,715 | $65.39 | 20,705 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-04-22 | 5,739 | $66.54 | 14,966 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-04-22 | 6,160 | $67.27 | 8,806 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-04-22 | 4,963 | $68.59 | 3,843 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
No | 4 | S | Indirect | Shares held by Talasaz and Eskandari 2017 Family Trust |
No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Samar Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
No | 4 | S | Indirect | Shares held by Sana Talasaz 2018 Irrevocable Trust |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2019-04-22 | 44,426 | $0.00 | 44,426 | $4.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,154,656 | 2027-07-13 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 737,800 | Indirect | Shares held by Talasaz Investments, L.P. |
Footnotes
- These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.80 to $64.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The allocation of shares among such entities reported in the Reporting Person's Form 4 filed on October 11, 2018 was in error and has been corrected in this form.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.80 to $65.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.80 to $66.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.80 to $67.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.82 to $68.76, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.90 to $69.01, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $63.82 to $63.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.00 to $66.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.00 to $67.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.01 to $64.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $65.00 to $65.96, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $66.02 to $66.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.00 to $67.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The shares were acquired and then sold contemporaneously upon the cashless exercise of stock option at an exercise price of $4.18 per share.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $64.00 to $64.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $67.00 to $67.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $68.00 to $68.79, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The exercise price of $4.17 reported in the Reporting Person's Form 3/A filed on October 11, 2018 was in error.
- The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on April 23, 2017.