Filing Details
- Accession Number:
- 0000903423-19-000197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-24 19:28:07
- Reporting Period:
- 2019-04-22
- Accepted Time:
- 2019-04-24 19:28:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1595893 | Turning Point Therapeutics Inc. | TPTX | Pharmaceutical Preparations (2834) | X0 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1131399 | Plc Glaxosmithkline | 980 Great West Road Brentford Middlesex X0 TW8 9GS | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-04-22 | 1,120,730 | $0.00 | 1,120,730 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-04-22 | 546,820 | $0.00 | 1,667,550 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2019-04-22 | 325,000 | $18.00 | 1,992,550 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series C Preferred Stock | Disposition | 2019-04-22 | 4,314,809 | $0.00 | 1,120,730 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2019-04-22 | 2,105,259 | $0.00 | 546,820 | $0.00 |
Common Stock | Director Stock Option (right to buy) | Acquisiton | 2019-04-22 | 15,000 | $0.00 | 15,000 | $27.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
15,000 | 2029-04-22 | No | 4 | A | Indirect |
Footnotes
- S.R. One, Limited acquired 325,000 Common Stock of the Issuer in connection with the Issuer's initial public offering.
- Each share of Series C Preferred Stock and Series D Preferred Stock were converted into 0.25974026 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Preferred Stock and Series D Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
- The stock option was granted to Simeon George as director's compensation and will become fully vested on the date of the company's 2020 annual meeting of stockholders, subject to vesting acceleration upon a change in control of the company, and subject to the continuing service of Simeon George on each vesting date. As a Vice President of S.R. One, limited and an employee of GlaxoSmithKline LLC, Simeon George is obligated to transfer any shares issued under the stock option to S.R One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc
- The shares reported herein are held of record by S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person").