Filing Details

Accession Number:
0000903423-19-000197
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-24 19:28:07
Reporting Period:
2019-04-22
Accepted Time:
2019-04-24 19:28:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1595893 Turning Point Therapeutics Inc. TPTX Pharmaceutical Preparations (2834) X0
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1131399 Plc Glaxosmithkline 980 Great West Road
Brentford Middlesex X0 TW8 9GS
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-22 1,120,730 $0.00 1,120,730 No 4 C Indirect See Footnote
Common Stock Acquisiton 2019-04-22 546,820 $0.00 1,667,550 No 4 C Indirect See Footnote
Common Stock Acquisiton 2019-04-22 325,000 $18.00 1,992,550 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2019-04-22 4,314,809 $0.00 1,120,730 $0.00
Common Stock Series D Preferred Stock Disposition 2019-04-22 2,105,259 $0.00 546,820 $0.00
Common Stock Director Stock Option (right to buy) Acquisiton 2019-04-22 15,000 $0.00 15,000 $27.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
15,000 2029-04-22 No 4 A Indirect
Footnotes
  1. S.R. One, Limited acquired 325,000 Common Stock of the Issuer in connection with the Issuer's initial public offering.
  2. Each share of Series C Preferred Stock and Series D Preferred Stock were converted into 0.25974026 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of consideration. The Series C Preferred Stock and Series D Preferred Stock were convertible at any time at the holder's election and automatically upon the closing of the Issuer's initial public offering. The Preferred Stock had no expiration date.
  3. The stock option was granted to Simeon George as director's compensation and will become fully vested on the date of the company's 2020 annual meeting of stockholders, subject to vesting acceleration upon a change in control of the company, and subject to the continuing service of Simeon George on each vesting date. As a Vice President of S.R. One, limited and an employee of GlaxoSmithKline LLC, Simeon George is obligated to transfer any shares issued under the stock option to S.R One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc
  4. The shares reported herein are held of record by S.R. One, Limited, an indirect,wholly-owned subsidiary of GlaxoSmithKline plc (the "Reporting Person").