Filing Details
- Accession Number:
- 0001209191-19-025789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-24 18:04:19
- Reporting Period:
- 2019-04-22
- Accepted Time:
- 2019-04-24 18:04:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1595893 | Turning Point Therapeutics Inc. | TPTX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1595117 | Simeon George | C/O S.r.one, Limited 161 Washington Street, Suite 500 Conshohocken PA 19428 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-04-22 | 1,120,730 | $0.00 | 1,120,730 | No | 4 | C | Indirect | By S.R.One, Limited |
Common Stock | Acquisiton | 2019-04-22 | 546,820 | $0.00 | 1,667,550 | No | 4 | C | Indirect | By S.R.One, Limited |
Common Stock | Acquisiton | 2019-04-22 | 325,000 | $18.00 | 1,992,550 | No | 4 | P | Indirect | By S.R.One, Limited |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | By S.R.One, Limited |
No | 4 | C | Indirect | By S.R.One, Limited |
No | 4 | P | Indirect | By S.R.One, Limited |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Acquisiton | 2019-04-22 | 15,000 | $0.00 | 15,000 | $27.06 |
Common Stock | Series C Preferred Stock | Disposition | 2019-04-22 | 4,314,809 | $0.00 | 1,120,730 | $0.00 |
Common Stock | Series D Preferred Stock | Disposition | 2019-04-22 | 2,105,259 | $0.00 | 546,820 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2029-04-21 | No | 4 | A | Direct | |
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Automatic conversion, in connection with the Issuer's initial public offering, of each share of preferred stock into 0.25974026 shares of common stock. The shares have no expiration date.
- S.R. One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc, is the record holder of the shares reported herein. Simeon J. George holds the title of Vice President at S.R. One, Limited and is an employee of GlaxoSmithKline LLC, a wholly-owned subsidiary of GlaxoSmithKline plc. Mr. George disclaims beneficial ownership of all the shares held by S.R. One, Limited and this report shall not be deemed an admission of beneficial ownership of such shares for the purposes of Section 16 or for any other purpose except to the extent of his pecuniary interest therein.
- The shares were purchased at the Issuer's initial public offering.
- The option will become fully vested on the date of the Issuer's 2020 annual meeting of stockholders.
- As a Vice President of S.R. One, Limited and an employee of GlaxoSmithKline LLC, Simeon George is obligated to transfer any shares issued under the stock option to S.R One, Limited, an indirect, wholly-owned subsidiary of GlaxoSmithKline plc.