Filing Details

Accession Number:
0000750556-19-000122
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-24 17:14:59
Reporting Period:
2019-04-23
Accepted Time:
2019-04-24 17:14:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
750556 Suntrust Banks Inc STI National Commercial Banks (6021) 581575035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1181986 Jorge Arrieta 303 Peachtree Street
Atlanta GA 30308
Cevp & General Auditor No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-04-23 6,106 $63.46 2,556 No 4 S Direct
Common Stock Disposition 2019-04-23 500 $63.47 2,056 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Phantom Stock Units $0.00 931 931 Direct
Common Stock Phantom Stock Units $0.00 2020-02-14 2020-09-21 432 432 Direct
Common Stock Phantom Stock Units $0.00 2019-12-31 2019-12-31 5,532 5,532 Direct
Common Stock Phantom Stock Units $0.00 2020-02-13 412 412 Direct
Common Stock Phantom Stock Units $0.00 2021-02-13 412 412 Direct
Common Stock Phantom Stock Units $0.00 2020-02-08 641 641 Direct
Common Stock Phantom Stock Units $0.00 2021-02-08 641 641 Direct
Common Stock Phantom Stock Units $0.00 2022-02-08 641 641 Direct
Common Stock Phantom Stock Units $0.00 2019-02-09 583 583 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
931 931 Direct
2020-09-21 432 432 Direct
2019-12-31 5,532 5,532 Direct
412 412 Direct
412 412 Direct
641 641 Direct
641 641 Direct
641 641 Direct
583 583 Direct
Footnotes
  1. The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
  2. Represents time-vested restricted stock units under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award areements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.
  3. Represents time-vested restricted stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.
  4. Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.
  5. Represents performance-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of EPS/ROTCE/TSR performance conditions. Performance resulted in the award vesting at 140% of target; because performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.