Filing Details
- Accession Number:
- 0000750556-19-000122
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-24 17:14:59
- Reporting Period:
- 2019-04-23
- Accepted Time:
- 2019-04-24 17:14:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
750556 | Suntrust Banks Inc | STI | National Commercial Banks (6021) | 581575035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1181986 | Jorge Arrieta | 303 Peachtree Street Atlanta GA 30308 | Cevp & General Auditor | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-04-23 | 6,106 | $63.46 | 2,556 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-04-23 | 500 | $63.47 | 2,056 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock Units | $0.00 | 931 | 931 | Direct | ||
Common Stock | Phantom Stock Units | $0.00 | 2020-02-14 | 2020-09-21 | 432 | 432 | Direct |
Common Stock | Phantom Stock Units | $0.00 | 2019-12-31 | 2019-12-31 | 5,532 | 5,532 | Direct |
Common Stock | Phantom Stock Units | $0.00 | 2020-02-13 | 412 | 412 | Direct | |
Common Stock | Phantom Stock Units | $0.00 | 2021-02-13 | 412 | 412 | Direct | |
Common Stock | Phantom Stock Units | $0.00 | 2020-02-08 | 641 | 641 | Direct | |
Common Stock | Phantom Stock Units | $0.00 | 2021-02-08 | 641 | 641 | Direct | |
Common Stock | Phantom Stock Units | $0.00 | 2022-02-08 | 641 | 641 | Direct | |
Common Stock | Phantom Stock Units | $0.00 | 2019-02-09 | 583 | 583 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
931 | 931 | Direct | |
2020-09-21 | 432 | 432 | Direct |
2019-12-31 | 5,532 | 5,532 | Direct |
412 | 412 | Direct | |
412 | 412 | Direct | |
641 | 641 | Direct | |
641 | 641 | Direct | |
641 | 641 | Direct | |
583 | 583 | Direct |
Footnotes
- The phantom stock units were acquired under SunTrust Banks, Inc.'s Deferred Compensation Plan. These securities convert to common stock on a one-for-one basis.
- Represents time-vested restricted stock units under the 2009 Stock Plan. The Plan is exempt under Rule 16b-3. The restricted stock unit award areements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.
- Represents time-vested restricted stock units granted on February 13, 2018 under the SunTrust Banks, Inc. 2009 Stock Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.
- Represents time-vested restricted stock units granted under the SunTrust Banks, Inc. 2018 Omnibus Incentive Compensation Plan. The plan is exempt under Rule 16b-3. Units will be settled in shares. The award agreement contains tax withholding features which allow us to withhold units to satisfy tax withholding obligations.
- Represents performance-vested restricted stock units granted on February 9, 2016 under the SunTrust Banks, Inc. 2009 Stock Plan. Transaction represents the satisfaction of EPS/ROTCE/TSR performance conditions. Performance resulted in the award vesting at 140% of target; because performance resulted in the award vesting at greater than 130% of target, the amount that vested in excess of 130% is subject to a one-year deferral The Plan is exempt under Rule 16b-3. The restricted stock unit award agreements contain tax withholding features which allow us to withhold units to satisfy withholding obligations. Units will be settled in shares.