Filing Details
- Accession Number:
- 0001246360-19-001259
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-24 16:49:12
- Reporting Period:
- 2019-04-22
- Accepted Time:
- 2019-04-24 16:49:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1302350 | Jmp Group Llc | JMP | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398113 | A Joseph Jolson | 600 Montgomery Street, Suite 1100 San Francisco CA 94111 | Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2019-04-22 | 1,000 | $3.98 | 5,152,162 | No | 4 | P | Indirect | By Jolson 1991 Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Jolson 1991 Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 75,000 | Indirect | By Foundation |
| Common Shares | 77,026 | Direct | |
| Common Shares | 1,312,943 | Indirect | By Jolson 1996 Trust |
Footnotes
- Reflects common shares held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares.
- Reflects common shares held by the Joseph A. Jolson 1996 Trust dtd 3/7/96, of which Mr. Jolson is a trustee.
- Reflects the acquisition of common shares pursuant to the Rule 10b5-1 Purchase Plan of the Reporting Person.
- Reflects common shares held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is a trustee.
Billionaire Hedge Funds
