Filing Details
- Accession Number:
- 0001141391-19-000052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-24 11:57:24
- Reporting Period:
- 2019-04-22
- Accepted Time:
- 2019-04-24 11:57:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1141391 | Mastercard Inc | MA | Services-Business Services, Nec (7389) | 134172551 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1740987 | Gilberto Caldart | 2000 Purchase Street Purchase NY 10577 | President, International | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-04-22 | 22,280 | $51.83 | 22,280 | No | 4 | M | Direct | |
| Class A Common Stock | Acquisiton | 2019-04-22 | 24,492 | $77.72 | 46,772 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2019-04-22 | 15,027 | $239.50 | 31,745 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-04-22 | 7,139 | $240.67 | 24,606 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-04-22 | 12,524 | $241.70 | 12,082 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2019-04-22 | 12,082 | $242.56 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2019-04-22 | 22,280 | $0.00 | 22,280 | $51.83 |
| Class A Common Stock | Employee Stock Option (right ro buy) | Disposition | 2019-04-22 | 24,492 | $0.00 | 24,492 | $77.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2023-03-01 | No | 4 | M | Direct | |
| 0 | 2024-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 54,205 | Indirect | See footnote below |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a pre-planned trading plan entered into in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. The pre-planned trading plan was adopted by the reporting person on March 5, 2019.
- This transaction was executed in multiple trades at prices ranging from $239.07 to $240.05. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $240.11 to $241.08. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $241.11 to $242.10. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $242.11 to $243.04. The price reported reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The shares are held by a family-owned company, controlled by the reporting person.
- The reporting person was awarded employee stock options on March 1, 2013, which vested in four (4) equal installments beginning on March 1, 2014.
- The reporting person was awarded employee stock options on March 1, 2014, which vested in four(4) equal installments beginning on March 1, 2015.
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