Filing Details
- Accession Number:
- 0001102993-19-000045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-18 19:51:52
- Reporting Period:
- 2019-03-01
- Accepted Time:
- 2019-04-18 19:51:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1102993 | Liveperson Inc | LPSN | Services-Prepackaged Software (7372) | 133861628 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1737424 | Alexander Spinelli | C/O Liveperson, Inc., 475 Tenth Avenue, 5Th Floor New York NY 10018 | Evp, Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2019-03-01 | 15,080 | $27.30 | 184,920 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2019-04-11 | 20,000 | $0.00 | 204,920 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Acquisiton | 2019-04-11 | 60,000 | $0.00 | 60,000 | $29.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
60,000 | 2029-04-11 | No | 4 | A | Direct |
Footnotes
- Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 1, 2019.
- Number reported includes 150,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction.
- The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan consisting of a grant of 20,000 restricted stock units, which represents a contingent right to receive one share of common stock. The restricted stock unit award vests as follows: 25% of the units vest on April 11, 2020 and 6.25% of the units vest each quarter thereafter, subject to the reporting person's employment through each such vesting date.
- Number reported includes 170,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
- This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest 25% on April 11, 2020 and 6.25% each quarter thereafter, subject to the reporting person's employment through each such vesting date.