Filing Details
- Accession Number:
- 0001628280-19-004394
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-17 19:16:13
- Reporting Period:
- 2019-04-15
- Accepted Time:
- 2019-04-17 19:16:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1576280 | Guardant Health Inc. | GH | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1336504 | T Ian Clark | 505 Penobscot Drive Redwood City CA 94063 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-04-15 | 81,772 | $4.18 | 81,722 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-04-15 | 81,772 | $73.90 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2019-04-15 | 72,627 | $0.00 | 72,627 | $4.18 |
Common Stock | STOCK OPTION (RIGHT TO BUY) | Disposition | 2019-04-15 | 9,145 | $0.00 | 9,145 | $4.18 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
56,488 | 2027-05-31 | No | 4 | M | Direct | |
16,678 | 2027-11-29 | No | 4 | M | Direct |
Footnotes
- These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended. The shares sold were acquired contemporaneously upon the cashless exercise of stock options at an exercise price of $4.18 per share.
- The exercise price of $4.17 reported in the Reporting Person's Form 3 filed on October 3, 2018 was in error.
- The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on January 3, 2017.
- The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.