Filing Details
- Accession Number:
- 0001179706-19-000063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-17 18:22:10
- Reporting Period:
- 2019-04-15
- Accepted Time:
- 2019-04-17 18:22:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1645590 | Hewlett Packard Enterprise Co | HPE | Computer & Office Equipment (3570) | 473298624 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1648401 | F Antonio Neri | C/O Hewlett Packard Enterprise Company 6280 America Center San Jose CA 95002 | President And Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-15 | 54,174 | $8.62 | 59,110 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-15 | 54,174 | $16.50 | 4,936 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 537,102 | $8.62 | 542,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-16 | 537,102 | $16.51 | 4,936 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-04-15 | 54,174 | $0.00 | 54,174 | $8.62 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-04-16 | 537,102 | $0.00 | 537,102 | $8.62 |
| Common Stock | Restricted Stock Units | Acquisiton | 2019-04-03 | 363 | $0.00 | 363 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2019-04-03 | 1,497 | $0.00 | 1,497 | $0.00 |
| Common Stock | Restricted Stock Units | Acquisiton | 2019-04-03 | 2,472 | $0.00 | 2,472 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 537,102 | 2016-11-02 | 2023-11-02 | No | 4 | M | Direct |
| 0 | 2016-11-02 | 2023-11-02 | No | 4 | M | Direct |
| 53,895 | No | 4 | A | Direct | ||
| 219,249 | No | 4 | A | Direct | ||
| 353,702 | No | 4 | A | Direct |
Footnotes
- The sales reported on this Form 4 were effectuated pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/26/19.
- The price in Column 4 is a weighted average price. The prices actually paid ranged from $16.50 to $16.54. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range.
- This option became exercisable beginning on this date.
- This option is no longer exercisable beginning on this date.
- Each restricted stock unit represents a contingent right to receive one share of HP common stock.
- As previously reported, on 12/07/16 the reporting person was granted 91,167 Restricted Stock Units ("RSUs"), 51,140 of which vested on 12/07/17, 51,140 of which vested on 12/07/18, and 51,141 of which will vest on 12/07/19. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 362.9882 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19. Unvested RSUs in this footnote, and the amount in column 5 reflect the conversion adjustment previously reported.
- As previously reported, on 12/07/17 the reporting person was granted 316,456 RSUs, 105,485 of which vested on 12/07/18, 105,485 of which will vest on 12/07/19, and 105,486 of which will vest on 12/07/20. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 1,497.4282 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.
- As previously reported, on 12/10/18 the reporting person was granted 348,318 RSUs, 116,106 of which will vest on each of 12/10/19, 12/10/20, and 12/10/21. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. Also included are 2,472.2886 dividend equivalent rights at $15.85 per RSU credited to the reporting person's account on 04/03/19.
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