Filing Details
- Accession Number:
- 0001213900-19-006614
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-17 16:58:16
- Reporting Period:
- 2019-02-06
- Accepted Time:
- 2019-04-17 16:58:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1644903 | Level Brands Inc. | LEVB | Perfumes, Cosmetics & Other Toilet Preparations (2844) | 473414576 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1721647 | Erik Sterling | 5505 Kalanianaole Hwy Honolulu HI 96821 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-02-06 | 15,000 | $0.00 | 25,000 | No | 4 | G | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-04-16 | 25,000 | $4.00 | 0 | No | 4 | S | Direct | |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-04-16 | 166,667 | $4.00 | 0 | No | 4 | S | Indirect | By Sterling Winters Trust |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-04-16 | 283,000 | $4.00 | 0 | No | 4 | S | Indirect | By EE1 Holdings, LLC |
Common Stock, Par Value $0.001 Per Share | Disposition | 2019-04-16 | 583,000 | $4.00 | 0 | No | 4 | S | Indirect | By IM1 Holdings, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | G | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Sterling Winters Trust |
No | 4 | S | Indirect | By EE1 Holdings, LLC |
No | 4 | S | Indirect | By IM1 Holdings, LLC |
Footnotes
- The shares are held of record by Sterling Winters Living Trust u/t/d/ December 10, 1993 (the "Trust"). The reporting person is a trustee of the Trust and in such position has shared voting and dispositive control over securities held of record by the Trust. The reporting person disclaims beneficial ownership of the securities held of record by the Trust except to the extent of his pecuniary interest therein.
- The shares are held of record by EE1 Holdings, LLC ("EE1 Holdings"). The Trust is the manager of EE1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by EE1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by EE1 Holdings except to the extent of his pecuniary interest therein.
- The shares are held of record by IM1 Holdings, LLC ("IM1 Holdings"). The Trust is the manager of IM1 Holdings. The reporting person, as a trustee of the Trust, has shared voting and dispositive control of the shares held of record by IM1 Holdings. The reporting person disclaims beneficial ownership of the securities held of record by IM1 Holdings except to the extent of his pecuniary interest therein.