Filing Details

Accession Number:
0001144204-19-020093
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-17 16:57:25
Reporting Period:
2019-04-15
Accepted Time:
2019-04-17 16:57:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604627 Kushco Holdings Inc. KSHB Miscellaneous Plastics Products (3080) 455268202
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1637032 Nicholas Kovacevich C/O Kushco Holdings, Inc.
11958 Monarch Street
Garden Grove CA 92841
Chairman And Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2019-04-15 100,000 $5.76 4,735,000 No 4 S Direct
Common Stock Disposition 2019-04-16 75,000 $5.54 4,660,000 No 4 S Direct
Common Stock Disposition 2019-04-17 25,000 $5.48 4,635,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 4,000,000 Indirect By trust
Footnotes
  1. The sales of shares reported in this Form 4 were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person for asset diversification purposes.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.65 to $5.96, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.70, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.43 to $5.55, inclusive. The reporting person hereby undertakes to provide to KushCo Holdings, Inc., any security holder of KushCo Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  5. These shares are held in trusts for the benefit of the Reporting Person and the Reporting Person's spouse. The Reporting Person has investment control over the shares held by such trusts.