Filing Details
- Accession Number:
- 0001140361-11-014856
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-03-07 17:56:24
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-07
- Accepted Time:
- 2011-03-07 17:56:24
- Original Submission Date:
- 2011-03-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
823094 | Sothebys | BID | Services-Business Services, Nec (7389) | 382478409 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1194089 | S William Sheridan | 1334 York Avenue New York NY 10021 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-03 | 16,500 | $0.00 | 44,363 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-03 | 25,500 | $49.64 | 18,863 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option-Right to Buy | Disposition | 2011-03-03 | 16,500 | $0.00 | 16,500 | $22.11 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
49,500 | 2011-02-09 | 2020-02-09 | No | 4 | M | Direct |
Footnotes
- Not Applicable
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.52 to $49.72, inclusive.
- Granted under the Issuer's 1997 Stock Option Plan