Filing Details
- Accession Number:
- 0001140361-11-014854
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-07 17:51:33
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-07
- Accepted Time:
- 2011-03-07 17:51:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 893538 | Sm Energy Co | SM | Crude Petroleum & Natural Gas (1311) | 410518430 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1442995 | A. Dennis Zubieta | 1775 Sherman Street Suite 1200 Denver CO 80203 | Vp-Engineering & Evaluation | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-03 | 3,524 | $7.97 | 17,612 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-03 | 3,524 | $10.60 | 21,136 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-03 | 3,522 | $10.86 | 24,658 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Acquisiton | 2011-03-03 | 3,522 | $12.03 | 28,180 | No | 4 | M | Direct | |
| Common Stock; $.01 Par Value | Disposition | 2011-03-03 | 14,092 | $71.25 | 14,088 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-03 | 3,524 | $0.00 | 3,524 | $7.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-03 | 3,524 | $0.00 | 3,524 | $10.60 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-03 | 3,522 | $0.00 | 3,522 | $10.86 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2011-03-03 | 3,522 | $0.00 | 3,522 | $12.03 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2011-09-30 | No | 4 | M | Direct | |
| 0 | 2011-12-31 | No | 4 | M | Direct | |
| 0 | 2012-03-31 | No | 4 | M | Direct | |
| 0 | 2012-06-30 | No | 4 | M | Direct |
Footnotes
- The stock option vested in four equal installments on September 30, 2001, 2002, 2003 and 2004.
- The stock option vested as follows: 881 shares on December 31, 2001 and 881 shares on September 30, 2002, 2003, and 2004.
- The stock option vested as follows: 881 shares on March 31, 2002, 881 shares on September 30, 2002, and 880 shares on September 30, 2003 and 2004.
- The stock option vested as follows: 881 shares on June 30, 2002, 881 shares on September 30, 2002, and 880 shares on September 30, 2003 and 2004.
Billionaire Hedge Funds
