Filing Details
- Accession Number:
- 0001225208-19-006862
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-16 19:57:48
- Reporting Period:
- 2019-04-16
- Accepted Time:
- 2019-04-16 19:57:48
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1649599 | J Nigel Murtagh | 211 Main Street San Francisco CA 94105 | Evp - Corporate Risk | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-16 | 19,349 | $25.86 | 66,190 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 19,093 | $27.45 | 85,283 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 15,667 | $23.12 | 100,950 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 15,619 | $22.67 | 116,569 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 1,718 | $11.75 | 118,287 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 659 | $12.45 | 118,946 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 615 | $12.93 | 119,561 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 297 | $13.64 | 119,858 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 202 | $16.40 | 120,060 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2019-04-16 | 15 | $12.93 | 120,075 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-16 | 15 | $45.64 | 120,060 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-16 | 202 | $45.64 | 119,858 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-16 | 297 | $45.64 | 119,561 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-16 | 659 | $45.64 | 118,902 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-16 | 1,718 | $45.64 | 117,184 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-16 | 15,667 | $45.64 | 101,517 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-16 | 19,093 | $45.64 | 82,424 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-16 | 19,349 | $45.64 | 63,075 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 202 | $0.00 | 202 | $16.40 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 19,349 | $0.00 | 19,349 | $25.86 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 15,619 | $0.00 | 15,619 | $22.67 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 19,093 | $0.00 | 19,093 | $27.45 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 1,718 | $0.00 | 1,718 | $11.75 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 297 | $0.00 | 297 | $13.64 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 15,667 | $0.00 | 15,667 | $23.12 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 15 | $0.00 | 15 | $12.93 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 615 | $0.00 | 615 | $12.93 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2019-04-16 | 659 | $0.00 | 659 | $12.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 8,565 | 2023-03-01 | No | 4 | M | Direct | |
| 832 | 2024-03-03 | No | 4 | M | Direct | |
| 3,791 | 2023-08-01 | No | 4 | M | Direct | |
| 0 | 2024-08-01 | No | 4 | M | Direct | |
| 12,903 | 2021-11-01 | No | 4 | M | Direct | |
| 8,203 | 2022-11-01 | No | 4 | M | Direct | |
| 2,345 | 2023-11-01 | No | 4 | M | Direct | |
| 9,923 | 2013-07-02 | 2022-07-02 | No | 4 | M | Direct |
| 9,308 | 2013-07-02 | 2022-07-02 | No | 4 | M | Direct |
| 9,451 | 2013-08-01 | 2022-08-01 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $45.68 to $45.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The date first exercisable is 3/01/2014.
- The date first exercisable is 3/03/2015.
- The date first exercisable is 8/01/2014.
- The date first exercisable is 8/01/2015.
- The date first exercisable is 11/01/2012.
- The date first exercisable is 11/01/2013.
- The date first exercisable is 11/01/2014.
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