Filing Details
- Accession Number:
- 0001225208-19-006848
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-16 17:41:06
- Reporting Period:
- 2019-04-15
- Accepted Time:
- 2019-04-16 17:41:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
19617 | Jpmorgan Chase & Co | JPM | National Commercial Banks (6021) | 132624428 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539649 | B Douglas Petno | 383 Madison Avenue New York NY 10179-0001 | Ceo Commercial Banking | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-04-15 | 78,452 | $46.58 | 259,386 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-04-15 | 18,303 | $109.74 | 241,083 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-04-15 | 57,285 | $110.06 | 183,798 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2019-04-15 | 78,452 | $0.00 | 78,452 | $46.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
300,000 | 2023-01-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 183,798 | Direct | |
Common Stock | 118,868 | Indirect | By GRATs |
Footnotes
- Sale pursuant to 10b5-1 Plan dated February 14, 2019.
- Amount owned directly includes 14,792 shares transferred from a Grantor Retained Annuity Trust to the Grantor on April 15, 2019. This transfer is exempt from Section 16 pursuant to Rule 16a-13.
- Excercise of SARs pursuant to 10b5-1 Plan dated April 15, 2019.
- Stock appreciation rights, which have a ten-year term, become exercisable in five equal installments beginning January 17, 2014. Shares resulting from exercise must be held at least five years from the grant date.