Filing Details
- Accession Number:
- 0001209191-19-024586
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-15 16:31:13
- Reporting Period:
- 2019-04-12
- Accepted Time:
- 2019-04-15 16:31:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 849399 | Symantec Corp | SYMC | Services-Prepackaged Software (7372) | 770181864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1529797 | S. Gregory Clark | 350 Ellis Street Mountain View CA 94043 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-12 | 61,170 | $6.73 | 1,565,007 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-12 | 61,170 | $24.00 | 1,503,837 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options | Disposition | 2019-04-12 | 61,170 | $0.00 | 61,170 | $6.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,604,101 | 2025-09-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,122,938 | Indirect | Gregory S Clark TR UA 01/29/2016 Gregory S Clark Living Trust |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 11, 2019.
- Represents the aggregate of sales effected on the same day at different prices pursuant to the plan in footnote (1).
- Represents the weighted average sales price per share. The shares sold at prices ranging from $24 to $24.02 per share. Full informationregarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission,the Issuer, or a security holder of the Issuer.
- The shares were originally acquired pursuant to the Restricted Stock Reinvestment Agreement, dated as of June 12, 2016 with Symantec.
- The option vests and becomes exercisable in equal monthly installments over a period of two years, beginning August 1, 2016.
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