Filing Details
- Accession Number:
- 0001181431-11-016125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-07 17:16:06
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-07
- Accepted Time:
- 2011-03-07 17:16:06
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381963 | George Donald Simpson | 635 Hood Road Markham A6 L3R 4N6 | Senior Vp Manuf. & Engineering | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-03 | 6,685 | $0.70 | 6,685 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-03-03 | 10,835 | $1.00 | 17,520 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-03-03 | 17,520 | $3.71 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Purchase Common Stock | Disposition | 2011-03-03 | 6,685 | $0.00 | 6,685 | $0.70 |
Common Stock | Employee Stock Option to Purchase Common Stock | Disposition | 2011-03-03 | 10,835 | $0.00 | 10,835 | $1.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
16,666 | 2013-11-10 | No | 4 | M | Direct | |
39,165 | 2014-11-10 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The sale price reported in this Form 4 was between the range of $3.7 per share and $3.73 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
- One third of the options vested on November 10, 2009, one third of the options vested on November 10, 2010 and one third of the options will vest on November 10, 2011, such that all of the options will be fully vested on November 10, 2011.
- One third of the options vested on November 10, 2010, one third of the options will vest on November 10, 2011 and one third of the options will vest on November 10, 2012, such that all of the options will be fully vested on November 10, 2012.