Filing Details
- Accession Number:
- 0001179110-19-004920
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-04-12 15:39:34
- Reporting Period:
- 2018-11-02
- Accepted Time:
- 2019-04-12 15:39:34
- Original Submission Date:
- 2018-11-06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
921557 | Republic Bancorp Inc | RBCAA | State Commercial Banks (6022) | 610862051 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1078587 | Steve Trager | 601 West Market Street Louisville KY 40202 | Chairman And Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Disposition | 2018-11-02 | 141,044 | $0.00 | 5,643,577 | No | 4 | S | Indirect | By Teebank Family Limited Partnership |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Teebank Family Limited Partnership |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Class B Common Stock | Disposition | 2018-11-02 | 18,493 | $0.00 | 18,493 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
739,960 | No | 4 | S | Indirect |
Footnotes
- Teebank Family Limited Partnership ("Teebank") is a family limited partnership. A trust ("GP Trust 1") in which the Reporting Person is a trustee is a co-General Partner of Teebank. A trust ("GP Trust 2") in which the Reporting Person and his mother are co-trustees is the other co-General Partner of Teebank. The Reporting Person is trustee of multiple trusts (the "LP Trusts") for the benefit of the Reporting Person and certain of the Reporting Person's immediate family members. The LP Trusts are limited partners of Teebank. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- The Reporting Person is the sole trustee of an LP Trust ("LP Trust 1") the beneficiary of which is the Reporting Person's mother. The Reporting Person is also the sole trustee of two additional LP Trusts, the sole beneficiaries of which are the Reporting Person's two children ("LP Trust 2" and "LP Trust 3", respectively). Effective 11/02/2018, LP Trust 1 sold $1.0 million in Teebank interests to each of LP Trust 2 and LP Trust 3. Effective on that same date, LP Trust 1 sold an additional $3.0 million worth of Teebank interests to LP Trusts in which the Reporting Person does not have any pecuniary interest.
- As of the original reporting date, Teebank engaged a valuation firm to conduct an appraisal of its limited partnership units. This amendment is being filed to reflect the number of issuer securities that were the subject of this transaction based on such appraisal.
- Class B Common Stock is immediately convertible into Class A Common Stock on a one share for one share basis.
- Immediate.
- None.