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Filing Details

Accession Number:: 0001104659-19-020893
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2019-04-11 17:04:37
Reporting Period:: 2018-02-09

Accepted Time:: 2019-04-11 17:04:37
Original Submission Date:: 2018-02-13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1282648	Halcon Resources Corp	HK	Investment Advice (6282)	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1176948	Ares Management Corp	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	Yes	No	Yes	No
1259313	Ares Management Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	Yes	No	Yes	No
1536937	L.p. Holdings Management Ares	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	Yes	No	Yes	No
1620263	Ares Partners Holdco Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	Yes	No	Yes	No
1620264	Ares Management Gp Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	Yes	No	Yes	No
1620317	Ares Holdings Inc.	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	Yes	No	Yes	No
1669983	Ares Holdco Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	Yes	No	Yes	No
1761656	Ares Voting Llc	2000 Avenue Of The Stars 12Th Floor Los Angeles CA 90067	Yes	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.0001 Par Value	Acquisiton	2018-02-09	1,113,466	$6.90	21,855,288	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes

Footnotes

The amount reported reflects an aggregate of 1,113,466 shares of the Issuer's Common Stock, $0.0001 par value ("Common Stock") purchased on February 9, 2018 in an underwritten public offering of the Issuer's Common Stock by the following entities in the following amounts: 330,525 shares by AF IV Energy II AIV B1, L.P., 52,461 shares by AF IV Energy II AIV A1, L.P., 78,684 shares by AF IV Energy II AIV A2, L.P., 33,220 shares by AF IV Energy II AIV A3, L.P., 33,970 shares by AF IV Energy II AIV A4, L.P., 43,537 shares by AF IV Energy II AIV A5, L.P., 34,096 shares by AF IV Energy II AIV A6, L.P., 17,488 shares by AF IV Energy II AIV A7, L.P., 33,924 shares by AF IV Energy II AIV A8, L.P., 35,166 shares by AF IV Energy II AIV A9, L.P., (continued in footnote 2)
52,461 shares by AF IV Energy II AIV A10, L.P., 19,670 shares by AF IV Energy II AIV A11, L.P., 34,967 shares by AF IV Energy II AIV A12, L.P., 111,051 shares by SSF IV Halcon AIV B1, L.P., 5,167 shares by SSF IV Halcon AIV 1, L.P., 38,082 shares by SSF IV Halcon AIV 2, L.P., 41,359 shares by SSF IV Halcon AIV 3, L.P., 10,342 shares by SSF IV Halcon AIV 4, L.P., 22,812 shares by SSF IV Halcon AIV 5, L.P., 38,371 shares by SSF IV Halcon AIV 6, L.P., and 46,113 shares by SSF IV Halcon AIV 7, L.P.
The amount reported reflects an aggregate of 21,855,288 shares of Common Stock held on February 9, 2018 by the following entities in the following amounts: 5,648,690 shares by AF IV Energy II AIV B1, L.P., 896,567 shares by AF IV Energy II AIV A1, L.P., 1,344,714 shares by AF IV Energy II AIV A2, L.P., 567,737 shares by AF IV Energy II AIV A3, L.P., 580,546 shares by AF IV Energy II AIV A4, L.P., 744,057 shares by AF IV Energy II AIV A5, L.P., 582,698 shares by AF IV Energy II AIV A6, L.P., 298,870 shares by AF IV Energy II AIV A7, L.P., 579,768 shares by AF IV Energy II AIV A8, L.P., 600,983 shares by AF IV Energy II AIV A9, L.P., 896,567 shares by AF IV Energy II AIV A10, L.P., 336,156 shares by AF IV Energy II AIV A11, L.P., 597,583 shares by AF IV Energy II AIV A12, L.P., 257,070 shares by SSF III Halcon AIV B1, L.P., 1,101,652 shares by SSF III Halcon AIV 1, L.P., 165,271 shares by SSF III Halcon AIV 2, L.P., (continued in footnote 4)
315,830 shares by SSF III Halcon AIV 3, L.P., 1,897,859 shares by SSF IV Halcon AIV B1, L.P., 88,306 shares by SSF IV Halcon AIV 1, L.P., 650,824 shares by SSF IV Halcon AIV 2, L.P., 706,823 shares by SSF IV Halcon AIV 3, L.P., 176,753 shares by SSF IV Halcon AIV 4, L.P., 389,862 shares by SSF IV Halcon AIV 5, L.P., 655,756 shares by SSF IV Halcon AIV 6, L.P., 788,066 shares by SSF IV Halcon AIV 7, L.P., 292,519 shares by Ares Dynamic Credit Allocation Fund, Inc., 229,342 shares by Ares Enhanced Credit Opportunities Master Fund II, Ltd., 224,654 shares by Future Fund Board of Guardians, 95,790 shares by ASIP (Holdco) IV S.a.r.l., 42,051 shares by Ares Multi-Strategy Credit Fund V (H), L.P., 67,228 shares by Transatlantic Reinsurance Company and 34,696 shares by RSUI Indemnity Company.
The original Form 4, filed with the Securities and Exchange Commission on February 13, 2018, unintentionally omitted 4 shares of Common Stock owned by Ares Enhanced Credit Opportunities Master Fund II, Ltd. This amended Form 4 (this "Amendment") is being filed to correct the omission.
The Issuer's Common Stock held by the entities listed in footnotes 1-4 (collectively, the "Purchasers") is managed, directly or indirectly, by Ares Management LLC. The sole member of Ares Management LLC is Ares Management Holdings L.P. ("Ares Management Holdings") and the general partner of Ares Management Holdings is Ares Holdco LLC ("Ares Holdco"). The sole member of Ares Holdco is Ares Holdings Inc. ("Ares Holdings"). The sole stockholder of Ares Holdings is Ares Management Corporation ("Ares Management"). Ares Management GP LLC ("Ares Management GP") is the sole holder of the Class B common stock, $0.01 par value per share, of Ares Management (the "Class B Common Stock") and Ares Voting LLC ("Ares Voting") is the sole holder of the Class C common stock, $0.01 par value per share, of Ares Management (the "Class C Common Stock"). (continued in footnote 7)
Pursuant to Ares Management's Certificate of Incorporation in effect as of the date of this Amendment, the holders of the Class B Common Stock and the Class C Common Stock, collectively, will generally have the majority of the votes on any matter submitted to the stockholders of Ares Management if certain conditions are met. (continued in footnote 8)
The sole member of both Ares Management GP and Ares Voting is Ares Partners Holdco LLC ("Ares Partners," and together with the Purchasers, Ares Management LLC, Ares Management Holdings, Ares Holdco, Ares Holdings, Ares Management, Ares Management GP and Ares Voting, the "Ares Entities"). Ares Partners is managed by a board of managers, which is composed of Michael J Arougheti, Ryan Berry, R. Kipp deVeer, David B. Kaplan, Michael R. McFerran, Antony P. Ressler and Bennett Rosenthal (collectively, the "Board Members"). (continued in footnote 9)
Mr. Ressler generally has veto authority over Board Members' decisions. Each of the Ares Entities (other than the Purchasers and Ares Management LLC with respect to the securities held directly by them) and the Board Members and the other directors, officers, partners, stockholders, members and managers of the Ares Entities expressly disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and this Form 4 shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purposes. The address of each Ares Entity is c/o Ares Management LLC, 2000 Avenue of the Stars, 12th Floor, Los Angeles, CA 90067.