Filing Details
- Accession Number:
- 0001493152-19-005148
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-11 12:11:36
- Reporting Period:
- 2019-04-10
- Accepted Time:
- 2019-04-11 12:11:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1100397 | Advaxis Inc. | ADXS | Pharmaceutical Preparations (2834) | 841521955 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1305979 | Roni Appel | 305 College Road East Princeton NJ 08540 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-10 | 3,000 | $3.80 | 13,476 | No | 4 | P | Indirect | See note |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | See note |
Footnotes
- Represents a voluntary at market stock purchase by the reporting person on the open market.
- The shares were purchased by RS Group LLC of which the reporting person is a majority owner.
Billionaire Hedge Funds
