Filing Details
- Accession Number:
- 0001437749-19-006912
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-11 06:20:59
- Reporting Period:
- 2019-04-09
- Accepted Time:
- 2019-04-11 06:20:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1421517 | Energy Recovery Inc. | ERII | Special Industry Machinery, Nec (3559) | 010616867 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1668422 | Rodney Clemente | C/O Energy Recovery 1717 Doolittle Drive San Leandro CA 94577 | Vp, Water | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-09 | 292 | $8.52 | 46,126 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-09 | 292 | $9.19 | 45,834 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2019-04-09 | 100 | $9.37 | 45,734 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2019-04-09 | 292 | $0.00 | 292 | $8.52 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,531 | 2026-03-08 | No | 4 | M | Direct |
Footnotes
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 14, 2019.
- Payment of tax obligation by withholding securities incident to the vesting of the securities in accordance with Rule 16b-3(e).
- This employee stock option was granted on March 8, 2016. 25% of the shares vest on the 1st anniversary of the vesting commencement date; thereafter, the remaining 75% vest 1/36th per month.
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