Filing Details

Accession Number:
0001628280-19-004105
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-10 15:24:24
Reporting Period:
2019-04-08
Accepted Time:
2019-04-10 15:24:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1005286 Landec Corp LNDC Canned, Fruits, Veg, Preserves, Jams & Jellies (2033) 943025618
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1017043 Nelson Obus C/O Landec Corporation
5201 Great America Parkway, Suite 232
Santa Clara CA 95054
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-08 20,000 $10.38 2,755,300 No 4 P Indirect By Wynnefield Capital, Inc.
Common Stock Acquisiton 2019-04-09 10,000 $10.24 2,765,300 No 4 P Indirect By Wynnefield Capital, Inc.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Wynnefield Capital, Inc.
No 4 P Indirect By Wynnefield Capital, Inc.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 25,000 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.28 to $10.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.
  2. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.
  3. The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.19 to $10.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range.