Filing Details
- Accession Number:
- 0001140361-11-014766
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-07 16:33:22
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-07
- Accepted Time:
- 2011-03-07 16:33:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | Rockville Financial Inc. | RCKBD | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1313291 | Kristen A Johnson | Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-03 | 9,626 | $0.00 | 9,626 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-03-03 | 10,631 | $0.00 | 10,631 | No | 4 | J | Indirect | By Rockville Bank 401(k) Plan |
Common Stock | Acquisiton | 2011-03-03 | 5,122 | $0.00 | 5,122 | No | 4 | J | Indirect | By Rockville Bank ESOP Plan |
Common Stock | Acquisiton | 2011-03-03 | 10,000 | $10.00 | 10,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | By Rockville Bank 401(k) Plan |
No | 4 | J | Indirect | By Rockville Bank ESOP Plan |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2011-03-03 | 5,308 | $0.00 | 5,308 | $7.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
5,308 | 2010-11-15 | 2020-11-15 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
- Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.