Filing Details
- Accession Number:
- 0001562180-19-002245
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-09 16:40:04
- Reporting Period:
- 2019-04-08
- Accepted Time:
- 2019-04-09 16:40:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1557883 | Dermira Inc. | DERM | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1210524 | A Eugene Bauer | C/O Dermira, Inc. 275 Middlefield Road, Suite 150 Menlo Park CA 94025 | Chief Medical Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2019-04-08 | 35,000 | $1.22 | 43,900 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2019-04-08 | 35,000 | $15.00 | 8,900 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to buy) | Disposition | 2019-04-08 | 35,000 | $0.00 | 35,000 | $1.22 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 103,258 | 2023-01-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 26,978 | Indirect | By the Bauer Family 1995 Trust |
Footnotes
- These trades were made pursuant to a Rule 10b5-1 trading plan.
- These shares include prior ESPP purchases.
- The Reporting Person is a Co-Trustee.
- This option fully vested on 1/4/2017.
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