Filing Details

Accession Number:
0000082166-19-000030
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-09 16:16:42
Reporting Period:
2019-04-05
Accepted Time:
2019-04-09 16:16:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
82166 Raven Industries Inc RAVN Unsupported Plastics Film & Sheet (3081) 460246171
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284209 A Daniel Rykhus Po Box 5107
Sioux Falls SD 57117
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-05 15,054 $0.00 205,923 No 4 A Direct
Common Stock Disposition 2019-04-05 6,376 $0.00 199,547 No 4 F Direct
Common Stock Acquisiton 2019-04-05 36,149 $0.00 235,696 No 4 A Direct
Common Stock Disposition 2019-04-05 15,310 $0.00 220,386 No 4 F Direct
Common Stock Acquisiton 2019-04-08 32,800 $20.10 253,186 No 4 M Direct
Common Stock Disposition 2019-04-08 23,434 $39.83 229,752 No 4 F Direct
Common Stock Disposition 2019-04-08 9,000 $39.32 220,752 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2019-04-08 32,800 $20.10 32,800 $20.10
Common Stock Restricted Stock Unit - 2016 Disposition 2019-04-05 14,250 $0.00 14,250 $0.00
Common Stock Restricted Stock Unit - 2019 Acquisiton 2019-04-05 18,226 $0.00 18,226 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-03-17 2020-03-17 No 4 M Direct
0 No 4 A Direct
18,226 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $15.61 2017-04-05 2021-04-05 51,200 51,200 Direct
Common Stock Stock Option $29.20 2018-04-05 2022-04-05 38,400 38,400 Direct
Common Stock Stock Option $35.05 2019-04-05 2023-04-05 26,060 26,060 Direct
Common Stock Restricted Stock Unit - 2017 $0.00 16,090 16,090 Direct
Common Stock Restricted Stock Unit - 2018 $0.00 14,620 14,620 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-04-05 51,200 51,200 Direct
2022-04-05 38,400 38,400 Direct
2023-04-05 26,060 26,060 Direct
16,090 16,090 Direct
14,620 14,620 Direct
Footnotes
  1. Grant of Time-Based Restricted Stock Units which vested on April 5, 2019 and includes 804 dividend equivalent shares earned on those shares.
  2. Shares forfeited to satisfy tax withholding requirements.
  3. Grant of 34,215 Performance-based shares which vested on April 5, 2019 and includes 1,934 dividend equivalent shares earned on those shares.
  4. Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
  5. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
  6. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date.
  7. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date.
  8. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.
  9. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date.