Filing Details
- Accession Number:
- 0000082166-19-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-09 16:16:42
- Reporting Period:
- 2019-04-05
- Accepted Time:
- 2019-04-09 16:16:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
82166 | Raven Industries Inc | RAVN | Unsupported Plastics Film & Sheet (3081) | 460246171 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284209 | A Daniel Rykhus | Po Box 5107 Sioux Falls SD 57117 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-04-05 | 15,054 | $0.00 | 205,923 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-04-05 | 6,376 | $0.00 | 199,547 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-04-05 | 36,149 | $0.00 | 235,696 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-04-05 | 15,310 | $0.00 | 220,386 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-04-08 | 32,800 | $20.10 | 253,186 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-04-08 | 23,434 | $39.83 | 229,752 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-04-08 | 9,000 | $39.32 | 220,752 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2019-04-08 | 32,800 | $20.10 | 32,800 | $20.10 |
Common Stock | Restricted Stock Unit - 2016 | Disposition | 2019-04-05 | 14,250 | $0.00 | 14,250 | $0.00 |
Common Stock | Restricted Stock Unit - 2019 | Acquisiton | 2019-04-05 | 18,226 | $0.00 | 18,226 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-03-17 | 2020-03-17 | No | 4 | M | Direct |
0 | No | 4 | A | Direct | ||
18,226 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $15.61 | 2017-04-05 | 2021-04-05 | 51,200 | 51,200 | Direct |
Common Stock | Stock Option | $29.20 | 2018-04-05 | 2022-04-05 | 38,400 | 38,400 | Direct |
Common Stock | Stock Option | $35.05 | 2019-04-05 | 2023-04-05 | 26,060 | 26,060 | Direct |
Common Stock | Restricted Stock Unit - 2017 | $0.00 | 16,090 | 16,090 | Direct | ||
Common Stock | Restricted Stock Unit - 2018 | $0.00 | 14,620 | 14,620 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-04-05 | 51,200 | 51,200 | Direct |
2022-04-05 | 38,400 | 38,400 | Direct |
2023-04-05 | 26,060 | 26,060 | Direct |
16,090 | 16,090 | Direct | |
14,620 | 14,620 | Direct |
Footnotes
- Grant of Time-Based Restricted Stock Units which vested on April 5, 2019 and includes 804 dividend equivalent shares earned on those shares.
- Shares forfeited to satisfy tax withholding requirements.
- Grant of 34,215 Performance-based shares which vested on April 5, 2019 and includes 1,934 dividend equivalent shares earned on those shares.
- Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
- Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
- The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date.
- The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date.
- The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.
- The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date.