Filing Details

Accession Number:
0000082166-19-000029
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-09 16:11:14
Reporting Period:
2019-04-05
Accepted Time:
2019-04-09 16:11:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
82166 Raven Industries Inc RAVN Unsupported Plastics Film & Sheet (3081) 460246171
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1539931 D Anthony Schmidt Johnson Po Box 5107
Sioux Falls SD 57117
Division Vp And Gm No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-05 4,405 $0.00 47,779 No 4 A Direct
Common Stock Disposition 2019-04-05 1,853 $0.00 45,926 No 4 F Direct
Common Stock Acquisiton 2019-04-05 10,556 $0.00 56,482 No 4 A Direct
Common Stock Disposition 2019-04-05 4,471 $0.00 52,011 No 4 F Direct
Common Stock Disposition 2019-04-09 2,365 $38.51 49,646 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Unit - 2016 Disposition 2019-04-05 4,170 $0.00 4,170 $0.00
Common Stock Restricted Stock Unit - 2019 Acquisiton 2019-04-05 3,365 $0.00 3,365 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 A Direct
3,365 No 4 A Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $20.10 2016-03-17 2020-03-17 6,550 6,550 Direct
Common Stock Stock Option $15.61 2017-04-05 2021-04-05 14,950 14,950 Direct
Common Stock Stock Option $29.20 2018-04-05 2022-04-05 9,800 9,800 Direct
Common Stock Stock Option $35.05 2019-04-05 2023-04-05 6,360 6,360 Direct
Common Stock Restricted Stock Unit - 2017 $0.00 4,110 4,110 Direct
Common Stock Restricted Stock Unit - 2018 $0.00 3,567 3,567 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2020-03-17 6,550 6,550 Direct
2021-04-05 14,950 14,950 Direct
2022-04-05 9,800 9,800 Direct
2023-04-05 6,360 6,360 Direct
4,110 4,110 Direct
3,567 3,567 Direct
Footnotes
  1. Grant of Time-Based Restricted Stock Units which vested on April 5, 2019 and includes 235 dividend equivalent shares earned on those shares.
  2. Shares forfeited to satisfy tax withholding requirements.
  3. Grant of 9,990 Performance-based shares which vested on April 5, 2019 and includes 566 dividend equivalent shares earned on those shares.
  4. Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
  5. Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
  6. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date.
  7. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date.
  8. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.
  9. The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date.