Filing Details
- Accession Number:
- 0000082166-19-000029
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-09 16:11:14
- Reporting Period:
- 2019-04-05
- Accepted Time:
- 2019-04-09 16:11:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
82166 | Raven Industries Inc | RAVN | Unsupported Plastics Film & Sheet (3081) | 460246171 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1539931 | D Anthony Schmidt Johnson | Po Box 5107 Sioux Falls SD 57117 | Division Vp And Gm | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-04-05 | 4,405 | $0.00 | 47,779 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-04-05 | 1,853 | $0.00 | 45,926 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2019-04-05 | 10,556 | $0.00 | 56,482 | No | 4 | A | Direct | |
Common Stock | Disposition | 2019-04-05 | 4,471 | $0.00 | 52,011 | No | 4 | F | Direct | |
Common Stock | Disposition | 2019-04-09 | 2,365 | $38.51 | 49,646 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Unit - 2016 | Disposition | 2019-04-05 | 4,170 | $0.00 | 4,170 | $0.00 |
Common Stock | Restricted Stock Unit - 2019 | Acquisiton | 2019-04-05 | 3,365 | $0.00 | 3,365 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | A | Direct | ||
3,365 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | $20.10 | 2016-03-17 | 2020-03-17 | 6,550 | 6,550 | Direct |
Common Stock | Stock Option | $15.61 | 2017-04-05 | 2021-04-05 | 14,950 | 14,950 | Direct |
Common Stock | Stock Option | $29.20 | 2018-04-05 | 2022-04-05 | 9,800 | 9,800 | Direct |
Common Stock | Stock Option | $35.05 | 2019-04-05 | 2023-04-05 | 6,360 | 6,360 | Direct |
Common Stock | Restricted Stock Unit - 2017 | $0.00 | 4,110 | 4,110 | Direct | ||
Common Stock | Restricted Stock Unit - 2018 | $0.00 | 3,567 | 3,567 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-03-17 | 6,550 | 6,550 | Direct |
2021-04-05 | 14,950 | 14,950 | Direct |
2022-04-05 | 9,800 | 9,800 | Direct |
2023-04-05 | 6,360 | 6,360 | Direct |
4,110 | 4,110 | Direct | |
3,567 | 3,567 | Direct |
Footnotes
- Grant of Time-Based Restricted Stock Units which vested on April 5, 2019 and includes 235 dividend equivalent shares earned on those shares.
- Shares forfeited to satisfy tax withholding requirements.
- Grant of 9,990 Performance-based shares which vested on April 5, 2019 and includes 566 dividend equivalent shares earned on those shares.
- Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
- Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
- The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date.
- The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date.
- The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.
- The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date.