Filing Details
- Accession Number:
- 0001140361-11-014757
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-03-07 16:28:26
- Reporting Period:
- 2011-03-03
- Filing Date:
- 2011-03-07
- Accepted Time:
- 2011-03-07 16:28:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | Rockville Financial Inc. | RCKB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312046 | A David Engelson | Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-03-03 | 56,836 | $0.00 | 56,836 | No | 4 | J | Direct | |
Common Stock | Acquisiton | 2011-03-03 | 7,583 | $0.00 | 7,583 | No | 4 | J | Indirect | Held by wife |
Common Stock | Acquisiton | 2011-03-03 | 200 | $10.00 | 200 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-03-03 | 2,990 | $10.00 | 2,990 | No | 4 | P | Indirect | IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | J | Indirect | Held by wife |
No | 4 | P | Direct | |
No | 4 | P | Indirect | IRA |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | Acquisiton | 2011-03-03 | 9,555 | $0.00 | 9,555 | $11.72 |
Common Stock | Stock Options | Acquisiton | 2011-03-03 | 5,308 | $0.00 | 5,308 | $7.90 |
Common Stock | Stock Options | Acquisiton | 2011-03-03 | 5,308 | $0.00 | 5,308 | $6.09 |
Common Stock | Stock Option | Acquisiton | 2011-03-03 | 5,308 | $0.00 | 5,308 | $7.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,555 | 2008-12-13 | 2016-12-13 | No | 4 | J | Direct |
5,308 | 2008-02-20 | 2018-02-20 | No | 4 | J | Direct |
5,308 | 2009-03-16 | 2019-03-16 | No | 4 | J | Direct |
5,308 | 2010-11-15 | 2020-11-15 | No | 4 | J | Direct |
Footnotes
- Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
- Includes 10,000 shares held jointly with wife.
- Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.