Filing Details

Accession Number:
0001140361-11-014757
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-03-07 16:28:26
Reporting Period:
2011-03-03
Filing Date:
2011-03-07
Accepted Time:
2011-03-07 16:28:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1501364 Rockville Financial Inc. RCKB Savings Institutions, Not Federally Chartered (6036) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312046 A David Engelson Rockville Financial New, Inc.
1645 Ellington Road
South Windsor CT 06074
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-03-03 56,836 $0.00 56,836 No 4 J Direct
Common Stock Acquisiton 2011-03-03 7,583 $0.00 7,583 No 4 J Indirect Held by wife
Common Stock Acquisiton 2011-03-03 200 $10.00 200 No 4 P Direct
Common Stock Acquisiton 2011-03-03 2,990 $10.00 2,990 No 4 P Indirect IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Direct
No 4 J Indirect Held by wife
No 4 P Direct
No 4 P Indirect IRA
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options Acquisiton 2011-03-03 9,555 $0.00 9,555 $11.72
Common Stock Stock Options Acquisiton 2011-03-03 5,308 $0.00 5,308 $7.90
Common Stock Stock Options Acquisiton 2011-03-03 5,308 $0.00 5,308 $6.09
Common Stock Stock Option Acquisiton 2011-03-03 5,308 $0.00 5,308 $7.42
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,555 2008-12-13 2016-12-13 No 4 J Direct
5,308 2008-02-20 2018-02-20 No 4 J Direct
5,308 2009-03-16 2019-03-16 No 4 J Direct
5,308 2010-11-15 2020-11-15 No 4 J Direct
Footnotes
  1. Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
  2. Includes 10,000 shares held jointly with wife.
  3. Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
  4. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  5. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  6. Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.