Filing Details
- Accession Number:
- 0001567619-19-008537
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-08 17:14:56
- Reporting Period:
- 2018-10-26
- Accepted Time:
- 2019-04-08 17:14:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1758730 | Tradeweb Markets Inc. | TW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1771197 | Scott Zucker | Tradeweb Markets Inc. 1177 Avenue Of The Americas New York NY 10036 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2019-04-08 | 4,000 | $27.00 | 48,294 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option (Right to Buy) | Acquisiton | 2018-10-26 | 166,063 | $0.00 | 166,063 | $20.59 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
166,063 | 2028-10-26 | No | 4 | A | Direct |
Footnotes
- The reporting person purchased these shares in connection with the closing of the initial public offering of the issuer (the "IPO") at the IPO price of $27.00 per share pursuant to the directed share program described in the issuer's registration statement. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
- This amount includes 44,294 unvested restricted stock units in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 21,427 restricted stock units will vest on January 1, 2020, and (ii) 22,867 restricted stock units will vest on January 1, 2021.
- On October 26, 2018, the reporting person was granted an option to purchase 166,063 shares of Class A Common Stock, which option is vested as to 132,850 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date.