Filing Details

Accession Number:
0001567619-19-008529
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-08 17:11:42
Reporting Period:
2018-10-26
Accepted Time:
2019-04-08 17:11:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1758730 Tradeweb Markets Inc. TW Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1771296 James Spencer Tradeweb Markets Inc.
1177 Avenue Of The Americas
New York NY 10036
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2019-04-08 6,000 $27.00 73,374 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Acquisiton 2018-10-26 422,706 $0.00 422,706 $20.59
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
422,706 2028-10-26 No 4 A Direct
Footnotes
  1. The reporting person purchased these shares in connection with the closing of the initial public offering of the issuer (the "IPO") at the IPO price of $27.00 per share pursuant to the directed share program described in the issuer's registration statement. The shares are subject to a lock-up provision for a period of 180 days, as required under a lock-up agreement with the underwriters of the IPO.
  2. This amount includes 67,374 unvested restricted stock units in respect of the issuer's Class A common stock ("Class A Common Stock"). Subject to the reporting person's continued employment through each vesting date, these restricted stock units are scheduled to vest as follows: (i) 35,711 restricted stock units will vest on January 1, 2020, and (ii) 31,663 restricted stock units will vest on January 1, 2021.
  3. On October 26, 2018, the reporting person was granted an option to purchase 422,706 shares of Class A Common Stock, which option is vested as to 338,165 of the shares subject thereto as of the date hereof. The remainder of the option will vest on January 1, 2020, subject to the reporting person's continued employment on such date.