Filing Details
- Accession Number:
- 0001707925-19-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-08 14:09:22
- Reporting Period:
- 2019-04-05
- Accepted Time:
- 2019-04-08 14:09:22
- SEC Url:
- Form 4 Filing
Issuer
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1441755 | J Matthew White | C/O Linde Plc The Priestley Centre, 10 Priestley Road Guildford, Surrey X0 GU2 7XY | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2019-04-05 | 14,845 | $97.84 | 38,026 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 11,095 | $185.01 | 26,931 | No | 4 | F | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 1,000 | $184.99 | 25,931 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 150 | $185.02 | 25,781 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 2,050 | $185.02 | 23,731 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 50 | $185.04 | 23,681 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 500 | $185.07 | 23,181 | No | 4 | S | Direct | |
Ordinary Shares | Acquisiton | 2019-04-05 | 18,430 | $109.68 | 41,611 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 14,407 | $185.01 | 27,204 | No | 4 | F | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 3,117 | $185.00 | 24,087 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 1 | $185.01 | 24,086 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 100 | $185.02 | 23,986 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 5 | $185.02 | 23,981 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 85 | $185.02 | 23,896 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 415 | $185.02 | 23,481 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 200 | $185.02 | 23,281 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2019-04-05 | 100 | $185.02 | 23,181 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | Stock Option (right to buy) | Disposition | 2019-04-05 | 14,845 | $0.00 | 14,845 | $97.84 |
Ordinary Shares | Stock Option (right to buy) | Disposition | 2019-04-05 | 18,430 | $0.00 | 18,430 | $109.68 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-02-22 | 2021-02-22 | No | 4 | M | Direct |
0 | 2013-02-28 | 2022-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Ordinary Shares | 2,964 | Indirect | 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Ordinary Shares | Restricted Stock Units | $0.00 | 4,170 | 4,170 | Direct | ||
Ordinary Shares | Restricted Stock Units | $0.00 | 7,765 | 7,765 | Direct | ||
Ordinary Shares | Restricted Stock Units | $0.00 | 7,960 | 7,960 | Direct | ||
Ordinary Shares | Restricted Stock Unit | $0.00 | 5,450 | 5,450 | Direct | ||
Ordinary Shares | Stock Option (right to buy) | $176.63 | 2020-03-20 | 2029-03-20 | 47,020 | 47,020 | Direct |
Ordinary Shares | Stock Option (right to buy) | $110.58 | 2014-02-26 | 2023-02-26 | 15,060 | 15,060 | Direct |
Ordinary Shares | Stock Option (right to buy) | $128.80 | 2015-02-25 | 2024-02-25 | 31,090 | 31,090 | Direct |
Ordinary Shares | Stock Option (right to buy) | $128.38 | 2016-02-24 | 2025-02-24 | 40,865 | 40,865 | Direct |
Ordinary Shares | Stock Option (right to buy) | $102.22 | 2017-02-23 | 2026-02-23 | 85,205 | 85,205 | Direct |
Ordinary Shares | Stock Option (right to buy) | $118.71 | 2018-02-28 | 2027-02-28 | 72,795 | 72,795 | Direct |
Ordinary Shares | Stock Option (right to buy) | $154.00 | 2019-02-27 | 2028-02-27 | 64,665 | 64,665 | Direct |
Ordinary Shares | Deferred Stock Units | $0.00 | 860 | 860 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
4,170 | 4,170 | Direct | |
7,765 | 7,765 | Direct | |
7,960 | 7,960 | Direct | |
5,450 | 5,450 | Direct | |
2029-03-20 | 47,020 | 47,020 | Direct |
2023-02-26 | 15,060 | 15,060 | Direct |
2024-02-25 | 31,090 | 31,090 | Direct |
2025-02-24 | 40,865 | 40,865 | Direct |
2026-02-23 | 85,205 | 85,205 | Direct |
2027-02-28 | 72,795 | 72,795 | Direct |
2028-02-27 | 64,665 | 64,665 | Direct |
860 | 860 | Direct |
Footnotes
- This stock option was exercised pursuant to a Rule 10b5-1 Plan dated November 21, 2018.
- Ordinary shares withheld from the stock option exercise to pay exercise price and taxes.
- Restricted Stock Units that will vest in full and payout on or about March 20, 2022 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about February 27, 2021 in Linde plc Ordinary Shares on a one-for-one basis.
- Restricted Stock Units that will vest in full and payout on or about February 28, 2020 in Linde plc Ordinary Shares on a one-for-one basis.
- This option vests over three years in three consecutive equal annual installments beginning on March 20, 2020.
- This option became exercisable in three (3) equal annual installments beginning on the first anniversary of the date of grant.
- This option vests over three years in three consecutive equal annual installments beginning on February 23, 2017.
- This option vests over three years in three consecutive equal annual installments beginning on February 28, 2018.
- This option vests over three years in three consecutive equal annual installments beginning on February 27, 2019.
- Conversion to Linde plc Ordinary Shares is on a 1-for-1 basis.
- Deferred stock units acquired under Compensation Deferral Plan ("Deferral Plan"). The deferred stock units will payout in Linde plc Ordinary Share on a one-for-one basis in accordance with the Plan.