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Filing Details

Accession Number:: 0001140361-11-014726
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2011-03-07 16:13:48
Reporting Period:: 2011-03-03

Filing Date:: 2011-03-07
Accepted Time:: 2011-03-07 16:13:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1501364	Rockville Financial Inc.	RCKBD	Savings Institutions, Not Federally Chartered (6036)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1313289	J William Mcgurk	Rockville Financial New, Inc. 1645 Ellington Road South Windsor CT 06074	President & Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2011-03-03	12,884	$0.00	12,884	No	4	J	Indirect	By Rockville Bank 401(k) Plan
Common Stock	Acquisiton	2011-03-03	188,757	$0.00	188,757	No	4	J	Direct
Common Stock	Acquisiton	2011-03-03	15,699	$0.00	15,699	No	4	J	Indirect	By Rockville Bank ESOP Plan
Common Stock	Acquisiton	2011-03-03	6,500	$10.00	6,500	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Rockville Bank 401(k) Plan
No	4	J	Direct
No	4	J	Indirect	By Rockville Bank ESOP Plan
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Acquisiton	2011-03-03	45,501	$0.00	45,501	$11.72
Common Stock	Stock Options	Acquisiton	2011-03-03	45,501	$0.00	45,501	$9.46
Common Stock	Stock Options	Acquisiton	2011-03-03	45,501	$0.00	45,501	$7.90
Common Stock	Stock Options	Acquisiton	2011-03-03	47,169	$0.00	47,169	$6.09
Common Stock	Stock Options	Acquisiton	2011-03-03	53,691	$0.00	53,691	$7.42

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
45,501	2008-12-13	2016-12-13	No	4	J	Direct
45,501	2007-08-14	2017-08-14	No	4	J	Direct
45,501	2008-02-20	2018-02-20	No	4	J	Direct
47,169	2009-03-16	2019-03-16	No	4	J	Direct
53,691	2010-11-15	2020-11-15	No	4	J	Direct

Footnotes

Pursuant to the Plan of Conversion and Reorganization, each share of Rockville Financial, Inc. was exchanged for 1.5167 shares of Rockville Financial New, Inc.
Includes 15,000 shares held jointly with wife.
Includes 50,961 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 42,000 shares (x 1.5167 exchange ratio becomes 63,701 shares) vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 8,400 shares (x 1.5167 exchange ratio becomes 12,740 shares) withheld by the Issuer for tax withholding purposes.
Includes 4,216 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 3,475 shares (x 1.5167 exchange ratio becomes 5,270 shares) will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 695 shares (x 1.5167 exchange ratio becomes 1,054 shares) withheld by the Issuer for tax withholding purposes.
Shares allocated to the account of Mr. McGurk under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of March 3, 2011.
Pursuant to the Plan of Conversion and Reorganization, each option to purchase a share of Rockville Financial, Inc. was converted into an option to purchase 1.5167 shares of Rockville Financial New, Inc. common stock, truncated down to the nearest whole share. The exercise price per share for each converted option is determined by dividing the exercise price of such converted option by the 1.5167 exchange ratio, with such quotient rounded to the nearest whole cent. All such options continue to vest according to their original terms.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.