Filing Details

Accession Number:
0001437749-19-006625
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-04 21:10:21
Reporting Period:
2019-04-03
Accepted Time:
2019-04-04 21:10:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1183605 E Sharon Lenox Smith C/O Energy Recovery
1717 Doolittle Drive
San Leandro CA 94577
Corporate Controller And Cao No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-03 12,500 $6.00 24,081 No 4 M Direct
Common Stock Disposition 2019-04-03 12,500 $9.01 11,581 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2019-04-03 12,500 $0.00 12,500 $6.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,682 2024-03-12 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2018.
  2. This figure is the weighted average sales price of multiple trades ranging from $9.0000 to $9.0200 per share. The Reporting Person undertakes to provide the SEC Staff, ERI or a shareholder of ERI full information about the number of shares sold at each separate price upon request.
  3. This employee stock option was granted on March 12, 2014. All of the options are fully vested and exercisable.