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Filing Details

Accession Number:: 0001606268-19-000037
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2019-04-04 15:47:27
Reporting Period:: 2018-11-20

Accepted Time:: 2019-04-04 15:47:27
Original Submission Date:: 2018-11-21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1606268	Spark Energy Inc.	SPKE	()	4/A

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1582187	Iii Keith W Maxwell	12140 Wickchester Lane, Suite 100 Houston TX 77079	Yes	No	Yes	No
1664233	Retailco, Llc	12140 Wickchester Lane Suite 100 Houston TX 77079	No	No	Yes	No
1664236	Txex Energy Investments, Llc	12140 Wickchester Lane Suite 100 Houston TX 77079	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2018-11-20	1,500	$8.16	2,271,188	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

This Amendment is being filed to correctly reflect a purchase of 1,500 shares of Spark Energy, Inc.'s Class A common stock instead of 1,600 shares of Class A common stock, as reported on the original Form 4. The number of shares of Class A common stock reported as holdings has been updated from 1,341,007 shares of Class A common stock to 2,271,188 shares of Class A common stock to reflect the correct transaction amount, as well as other unreported transactions and amendments that are being reported on or about the date hereof. Additionally, such holdings includes 904,008 shares of Class A common stock that were previously held by the reporting person indirectly through Retailco, LLC that were distributed to the individual reporting person on November 13, 2018.
The purchase of Class A common stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended. The reporting person has agreed to disgorge any short swing profits associated with such matching transactions.
The price reported in Column 4, is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.10 to $8.25, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.