Filing Details
- Accession Number:
- 0001606268-19-000033
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2019-04-04 15:34:19
- Reporting Period:
- 2017-11-30
- Accepted Time:
- 2019-04-04 15:34:19
- Original Submission Date:
- 2017-12-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1606268 | Spark Energy Inc. | SPKE | () | 4/A |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582187 | Iii Keith W Maxwell | 12140 Wickchester Lane, Suite 100 Houston TX 77079 | Yes | No | Yes | No | |
1664233 | Retailco, Llc | 12140 Wickchester Lane Suite 100 Houston TX 77079 | No | No | Yes | No | |
1664236 | Txex Energy Investments, Llc | 12140 Wickchester Lane Suite 100 Houston TX 77079 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2017-11-30 | 6,514 | $12.39 | 879,287 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This Amendment is being filed to correctly reflect a purchase of 6,514 shares of Spark Energy, Inc.'s Class A common stock instead of 5,814 shares of Class A common stock, as reported on the original Form 4. The number of shares of Class A common stock reported as holdings has been updated from 864,813 shares of Class A common stock to 879,287 shares of Class A common stock to reflect the correct transaction amount, as well as other unreported transactions and amendments that are being reported on or about the date hereof. The purchase of Class A common stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended. The reporting person has agreed to disgorge any short swing profits associated with such matching transactions.
- The price reported in Column 4, is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $12.15 to $12.50, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.