Filing Details

Accession Number:
0001562180-19-002210
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-04 15:27:22
Reporting Period:
2019-04-03
Accepted Time:
2019-04-04 15:27:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343837 Jr D Vincent Mattera C/O Ii-Vi Inc.
375 Saxonburg Blvd.
Saxonburg PA 16056
President And Ceo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-03 13,827 $12.08 271,992 No 4 M Direct
Common Stock Disposition 2019-04-03 13,827 $40.10 258,165 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to Buy) Disposition 2019-04-03 13,827 $0.00 13,827 $12.08
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,973 2019-08-15 No 4 M Direct
Footnotes
  1. The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 28, 2018.
  2. Represents the weighted average of multiple sale transactions ranging in price from $40.0000 to $40.2400. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
  3. The grant of these options previously was reported as covering 7,900 shares at an exercise price of $24.15 per share. These options were adjusted to reflect a 2-for-1 stock split that occurred on June 27, 2011.
  4. These options vested in five equal annual installments beginning on August 15, 2010.