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Filing Details

Accession Number:: 0001606268-19-000027
Form Type:: 4/A
Zero Holdings:: No
Publication Time:: 2019-04-04 15:09:47
Reporting Period:: 2015-12-01

Accepted Time:: 2019-04-04 15:09:47
Original Submission Date:: 2015-12-02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1606268	Spark Energy Inc.	SPKE	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1582155	Nudevco Partners Holdings, Llc	12140 Wickchester Lane, Suite 100 Houston TX 77079	No	No	Yes	No
1582158	Nudevco Partners, Llc	12140 Wickchester Lane, Suite 100 Houston TX 77079	No	No	Yes	No
1582187	Iii Keith W Maxwell	12140 Wickchester Lane, Suite 100 Houston TX 77079	Yes	No	Yes	No
1613669	Nudevco Retail, Llc	12140 Wickchester Lane, Suite 100 Houston TX 77079	No	No	Yes	No
1613688	Nudevco Retail Holdings,Llc	12140 Wickchester Lane, Suite 100 Houston TX 77079	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2015-12-01	35,000	$17.57	77,650	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

This Amendment is being filed to correctly reflect a purchase of 35,000 shares of Spark Energy, Inc.'s Class A common stock instead of 35,200 shares of Class A common stock, as reported on the original Form 4. The number of shares of Class A common stock reported as holdings has been updated from 80,350 shares of Class A common stock to 80,150 shares of Class A common stock to reflect the correct transaction amount. The purchase of Class A common stock reported herein by the reporting person may be matchable under Section 16(b) of the Securities and Exchange Act of 1934, as amended. The reporting person has agreed to disgorge any short swing profits associated with such matching transactions.
The price reported in Column 4, is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $17.155 to $18.0961, inclusive. The reporting person undertakes to provide to Spark Energy, Inc., any security holder of Spark Energy, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
This Form 4 is filed jointly by W. Keith Maxwell III, NuDevco Partners, LLC ("NuDevco Partners"), NuDevco Partners Holdings, LLC ("NuDevco Holdings"), NuDevco Retail, LLC ("NuDevco Retail") and NuDevco Retail Holdings, LLC ("NuDevco Retail Holdings"). Mr. Maxwell is the sole member of NuDevco Partners. NuDevco Partners is the sole member of NuDevco Holdings. NuDevco Holdings is the sole member of NuDevco Retail Holdings. NuDevco Retail Holdings is the sole member of NuDevco Retail. (Continued in footnote 2).
Accordingly, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail are direct and indirect wholly owned subsidiaries of Mr. Maxwell, and Mr. Maxwell, NuDevco Partners, NuDevco Holdings, NuDevco Retail Holdings and NuDevco Retail may be deemed to indirectly own the securities of the Issuer directly held by one or more of such other reporting persons, but each disclaims beneficial ownership except to the extent of his or its pecuniary interest therein.
Mr. Maxwell purchased the securities reported above directly.