Filing Details
- Accession Number:
- 0001593968-19-000921
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-04 11:20:44
- Reporting Period:
- 2019-04-03
- Accepted Time:
- 2019-04-04 11:20:44
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1466026 | Midland States Bancorp Inc. | MSBI | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1169100 | J Leon Holschbach | 1201 Network Centre Dr. Effingham IL 62401 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2019-04-03 | 4,444 | $15.20 | 155,936 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2019-04-03 | 14,556 | $14.75 | 170,492 | No | 4 | M | Direct | |
Common Stock | Disposition | 2019-04-03 | 4,444 | $25.20 | 166,048 | No | 4 | S | Direct | |
Common Stock | Disposition | 2019-04-03 | 14,556 | $24.75 | 151,492 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2019-04-03 | 4,444 | $0.00 | 4,444 | $15.20 |
Common Stock | Option (right to buy) | Disposition | 2019-04-03 | 14,556 | $0.00 | 14,556 | $14.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
25,920 | 2019-12-31 | No | 4 | M | Direct | |
0 | 2021-12-16 | No | 4 | M | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | $16.00 | 2022-12-13 | 14,072 | 14,072 | Direct | |
Common Stock | Option (right to buy) | $18.16 | 2020-12-06 | 11,820 | 11,820 | Direct | |
Common Stock | Option (right to buy) | $16.59 | 2023-12-10 | 16,274 | 16,274 | Direct | |
Common Stock | Option (right to buy) | $21.00 | 2024-12-02 | 22,762 | 22,762 | Direct | |
Common Stock | Option (right to buy) | $18.00 | 2024-08-05 | 90,000 | 90,000 | Direct | |
Common Stock | Common Share Equivalent | $0.00 | 4,252 | 4,252 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-12-13 | 14,072 | 14,072 | Direct |
2020-12-06 | 11,820 | 11,820 | Direct |
2023-12-10 | 16,274 | 16,274 | Direct |
2024-12-02 | 22,762 | 22,762 | Direct |
2024-08-05 | 90,000 | 90,000 | Direct |
4,252 | 4,252 | Direct |
Footnotes
- Includes holdings through a self-directed IRA or revocable grantor trust
- Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.
- These options vest in four equal annual installments beginning one year after the 12/31/2009 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/16/2011 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/13/2012 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/06/2010 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/10/2013 date of grant.
- These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
- Options vested on 12/31/2017.
- Represents common share equivalents acquired by the reporting person in the DDCP pursuant to the reinvestment of dividends received during the quarter on common share equivalents held in the DDCP by the reporting person at the time such dividend was paid on the underlying shares, based upon closing price of the underlying shares on the last day of the quarter. Common share equivalents received for dividend reinvestments are fully vested on the transaction date listed above and become payable upon termination of service as a director.
- Common share equivalents become payable upon termination of service as a director except for any unvested portion of the Issuer matching contribution.