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Home > Insider Trading > Filing (0001393726-19-000068)

Filing Details

Accession Number:: 0001393726-19-000068
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2019-04-04 11:08:13
Reporting Period:: 2019-04-02

Accepted Time:: 2019-04-04 11:08:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1393726	Tiptree Inc.	TIPT	Fire, Marine & Casualty Insurance (6331)	383754322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1498811	Gene Michael Barnes	C/O Tiptree Inc. 780 Third Avenue 21St Floor New York NY 10017	Executive Chairman	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2019-04-02	600	$6.31	7,739,460	No	4	P	Direct
Common Stock	Acquisiton	2019-04-02	846	$6.32	7,740,306	No	4	P	Direct
Common Stock	Acquisiton	2019-04-03	300	$6.34	7,740,606	No	4	P	Direct
Common Stock	Acquisiton	2019-04-03	53,364	$6.35	7,793,970	No	4	P	Direct
Common Stock	Acquisiton	2019-04-03	5,347	$6.36	7,799,317	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	109,736	Indirect	By: Tricadia Holdings, L.P.

Footnotes

Purchases pursuant to a Rule 10b5-1 trading plan.
The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.