Filing Details

Accession Number:
0001209191-19-023479
Form Type:
4
Zero Holdings:
No
Publication Time:
2019-04-03 19:03:26
Reporting Period:
2019-04-01
Accepted Time:
2019-04-03 19:03:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1714899 Denali Therapeutics Inc. DNLI Biological Products, (No Disgnostic Substances) (2836) 463872213
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1724605 Carole Ho C/O Denali Therapeutics Inc.
151 Oyster Point Boulevard, Second Floor
South San Francisco CA 94080
Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2019-04-01 5,775 $5.28 5,775 No 4 M Direct
Common Stock Disposition 2019-04-01 5,775 $23.91 0 No 4 S Direct
Common Stock Acquisiton 2019-04-02 6,135 $5.28 6,135 No 4 M Direct
Common Stock Disposition 2019-04-02 2,800 $24.51 3,335 No 4 S Direct
Common Stock Disposition 2019-04-02 3,335 $25.15 0 No 4 S Direct
Common Stock Disposition 2019-04-02 9,445 $25.29 132,670 No 4 S Indirect See footnote
Common Stock Disposition 2019-04-03 5,862 $5.28 5,862 No 4 M Direct
Common Stock Disposition 2019-04-03 5,262 $26.27 600 No 4 S Direct
Common Stock Disposition 2019-04-03 600 $26.81 0 No 4 S Direct
Common Stock Disposition 2019-04-03 8,688 $26.29 123,982 No 4 S Indirect See footnote
Common Stock Disposition 2019-04-03 900 $26.79 123,082 No 4 S Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect See footnote
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect See footnote
No 4 S Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2019-04-01 5,775 $0.00 5,775 $5.28
Common Stock Stock Option (right to buy) Disposition 2019-04-02 6,135 $0.00 6,135 $5.28
Common Stock Stock Option (right to buy) Disposition 2019-04-03 5,862 $0.00 5,862 $5.28
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
105,855 2027-03-07 No 4 M Direct
99,720 2027-03-07 No 4 M Direct
93,858 2027-03-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 46,875 Direct
Common Stock 25,000 Indirect See footnote
Footnotes
  1. The shares are held of record by Carole Ho and Rajat Rohatgi.
  2. The shares are held of record by the Rohatgi-Ho Irrevocable GST Trust, for which Reporting Person serves as trustee.
  3. The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
  4. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.35 to $24.18 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  5. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $23.81 to $24.79 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  6. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $24.82 to $25.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  7. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.00 to $25.65 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  8. The shares are held of record by the Rohatgi-Ho Family 2009 Revocable Trust, for which Reporting Person serves as trustee.
  9. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.73 to $26.68 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  10. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $26.75 to $26.88 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  11. The sale price reported in column 4 of Table I represents the weighted average sale price of the shares purchased ranging from $25.73 to $26.72 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
  12. Of the total 187,500 shares granted, 25% of the shares subject to the option vested on March 8, 2018 and an additional 1/48 of the shares vest monthly thereafter.