Filing Details
- Accession Number:
- 0001321732-19-000043
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2019-04-03 18:52:23
- Reporting Period:
- 2019-04-01
- Accepted Time:
- 2019-04-03 18:52:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1321732 | Penumbra Inc | PEN | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1651325 | Sridhar Kosaraju | One Penumbra Place Alameda CA 94502 | Cfo And Head Of Strategy | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2019-04-01 | 1,000 | $141.84 | 119,750 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-04-01 | 2,183 | $142.91 | 117,567 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-04-01 | 800 | $144.03 | 116,767 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-04-01 | 617 | $144.67 | 116,150 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-04-01 | 200 | $146.80 | 115,950 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-04-01 | 100 | $147.50 | 115,850 | No | 4 | S | Indirect | By Trust |
| Common Stock | Disposition | 2019-04-01 | 100 | $148.43 | 115,750 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 151,216 | Direct |
Footnotes
- The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades at prices ranging from $141.28 to $142.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the Kosaraju Family Trust.
- This transaction was executed in multiple trades at prices ranging from $142.44 to $143.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $143.80 to $144.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $144.42 to $145.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $146.37 to $147.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
- A portion of these shares is subject to vesting.
Billionaire Hedge Funds
